Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 04/07/2015
Other registrations (1)
ADV Location ST LOUIS PARK, MN, United States
Contact Info 952 xxxxxxx
Websites
AUM* 300,168,163 12%
of that, discretionary 261,524,031 14%
Number of Employees 7 17%
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 416,322 5%
% High Net Worth 30.38% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

262M 224M 187M 149M 112M 75M 37M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$25,397,052 % Position15.00% $ Change-3.00% # Change1.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$23,255,941 % Position13.00% $ Change-2.00% # Change-4.00%
Stck Ticker464287655 Stock NameISHARES TR $ Position$18,875,612 % Position11.00% $ Change-2.00% # Change-3.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$17,068,775 % Position10.00% $ Change1.00% # Change-1.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$12,241,962 % Position7.00% $ Change0.00% # Change0.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$11,064,037 % Position6.00% $ Change-6.00% # Change3.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$8,854,827 % Position5.00% $ Change32.00% # Change32.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$8,601,331 % Position5.00% $ Change-8.00% # Change-2.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$7,515,450 % Position4.00% $ Change0.00% # Change-1.00%
Stck Ticker464287309 Stock NameISHARES TR $ Position$4,647,136 % Position3.00% $ Change-12.00% # Change-4.00%

Brochure Summary