Adviser Profile

As of Date 04/14/2026
Registration SEC, Approved, 05/04/2015
Other registrations (2)
ADV Location SANTA ROSA, CA, United States
Contact Info (70 xxxxxxx
Websites
AUM* 494,918,850 53%
of that, discretionary 494,918,850 53%
Number of Employees 2
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 1,262,548 52%
% High Net Worth 53.68% -26%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

495M 424M 354M 283M 212M 141M 71M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BPM, LLP Filing Date08/22/2025 Form ADV-E View Report
Accounting Firm Name BPM, LLP Filing Date10/23/2024 Form ADV-E View Report
Accounting Firm Name BPM, LLP Filing Date12/21/2023 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker25434V708 Stock NameDIMENSIONAL ETF TRUST $ Position$19,153,792 % Position14.00% $ Change8.00% # Change0.00%
Stck Ticker25434V807 Stock NameDIMENSIONAL ETF TRUST $ Position$13,900,963 % Position10.00% $ Change5.00% # Change-2.00%
Stck Ticker25434V609 Stock NameDIMENSIONAL ETF TRUST $ Position$13,149,704 % Position9.00% $ Change5.00% # Change-3.00%
Stck Ticker25434V724 Stock NameDIMENSIONAL ETF TRUST $ Position$10,076,844 % Position7.00% $ Change5.00% # Change-1.00%
Stck Ticker25434V401 Stock NameDIMENSIONAL ETF TRUST $ Position$8,217,378 % Position6.00% $ Change5.00% # Change-2.00%
Stck Ticker02072L532 Stock NameEA SERIES TRUST $ Position$8,539,786 % Position6.00% $ Change18.00% # Change6.00%
Stck Ticker25434V799 Stock NameDIMENSIONAL ETF TRUST $ Position$6,359,760 % Position5.00% $ Change8.00% # Change3.00%
Stck Ticker25434V500 Stock NameDIMENSIONAL ETF TRUST $ Position$6,830,070 % Position5.00% $ Change7.00% # Change0.00%
Stck Ticker25434V104 Stock NameDIMENSIONAL ETF TRUST $ Position$6,592,078 % Position5.00% $ Change7.00% # Change-1.00%
Stck Ticker25434V658 Stock NameDIMENSIONAL ETF TRUST $ Position$4,255,788 % Position3.00% $ Change10.00% # Change8.00%

Brochure Summary