9AT: STASH - Summary

Adviser Profile

As of Date	07/10/2026
Registration	SEC, Approved, 05/15/2015
ADV Location	NEW YORK, NY, United States
Contact Info	(80 xxxxxxx
Websites

AUM^*	4,920,730,416 18%
of that, discretionary	251,006,899 41%
Number of Employees	124 3%
of those in investment advisory functions	6 20%
Private Fund GAV^*	0
Avg Account Size	2,799 53%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser INNOVATION PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM21.7m	#Funds-
Adviser CANACCORD GENUITY WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM135.5m	#Funds-
Adviser COMPOSER TECHNOLOGIES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM46.7m	#Funds-
Adviser ALLSTATE FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM142.4m	#Funds-
Adviser SNC WEALTH MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM21.0m	#Funds-
Adviser UNITED BROKERAGE SERVICES INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM372.3m	#Funds-
Adviser PAVE INVESTMENT ADVISORS, LLC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM669.6m	#Funds-
Adviser UMB FINANCIAL SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.0m	#Funds-
Adviser FEDERAL PREP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM80.1m	#Funds-
Adviser ST BERNARD ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM27.4m	#Funds-

Brochure Summary

Overview

The Registrant Stash is a privately held company headquartered in New York, New York. Stash’s predecessor, Stash Financial Inc. (formerly known as Collective Returns, Inc.), a privately held digital financial services company offering financial products to U.S. based consumers (“Stash Financial”), was founded in October 2015. Stash was formed in August 2017, acquired all of the assets and liabilities of the investment advisory function of Stash Financial, and continued the investment advisory business as a wholly-owned subsidiary. Stash managed approximately $124,127,546 on a discretionary basis and $3,219,715,691 on a non-discretionary basis as of December 31, 2023. Wrap Fee Program Stash provides a wrap fee program to retail clients that includes automated investment advice through the Stash Investments platform. The wrap-fee program provides two “subscription tiers” for clients to choose from, Stash Growth and Stash+. Stash Growth makes available to clients personal brokerage accounts, retirement accounts and Discretionary Managed Accounts. Stash+ makes available to clients custodial accounts in addition to all of the account types available to Stash Growth clients (personal brokerage accounts, retirement accounts, and custodial accounts are collectively “Non-Discretionary Accounts” and Non-Discretionary Accounts and Discretionary Managed Accounts are collectively “Client Securities Accounts”). Both subscription tiers include delivery of impersonal

and personalized discretionary and non-discretionary investment advice. Impersonal investment advice is not tailored to clients’ individual needs and does not purport to meet the objectives or needs of clients’ accounts held with Stash. Both subscription tiers also offer educational information, the nature of which varies across the subscription tiers and is impersonal in nature Stash does not make investment decisions for Non-Discretionary Accounts – clients are responsible for deciding whether and when to buy or sell securities utilizing Stash’s personalized investment advice delivered through the platform. Discretionary managed accounts are accounts for which Stash will determine and recommend a target asset allocation based on a Client’s risk profile and manage your portfolio accordingly – deciding what securities to trade and when. Clients may impose reasonable restrictions as permitted in Discretionary Managed Accounts. Appendix 1 of this brochure (the “Wrap Fee Disclosure Brochure”), describes the wrap fee program offered by Stash that bundles or “wraps” non-discretionary and discretionary investment advisory services, brokerage, custody, clearing and settlement, as well as other administrative services together. Clients in each subscription tier pay one bundled or “wrapped” fee that covers investment management, financial counseling/educational services, trade execution, custodial, and other fees associated with Client Securities Accounts.

STASH

STASH

COLLECTIVE RETURNS, INC.

STASHINVEST

STASH INVESTMENTS LLC

STASH INVEST

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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STASH STASH COLLECTIVE RETURNS, INC. STASHINVEST STASH INVESTMENTS LLC STASH INVEST

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

STASH

STASH

COLLECTIVE RETURNS, INC.

STASHINVEST

STASH INVESTMENTS LLC

STASH INVEST