BNY MELLON SECURITIES CORPORATION
Company Profile
| AUM* | 379,812,430,369 8% |
| of that, discretionary | 373,374,266,927 7% |
| Private Fund GAV* | 5,108,397,124 -42% |
| Avg Account Size | 96,472,550 11% |
| High Net Worth | 4.88% 20% |
| SMA’s | Yes |
| Private Funds | 6 1 |
Adviser Type
- An investment adviser (or subadviser) to an investment company
Number of Employees 389 -3%
of those in investment advisory functions 111 -7%
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
Compensation Arrangments
- A percentage of assets under your management
Recent News
Reported AUM
Private Funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name KPMG LLP | Filing Date10/28/2025 | Form ADV-E View Report |
| Accounting Firm Name KPMG LLP | Filing Date08/28/2024 | Form ADV-E View Report |
| Accounting Firm Name KPMG LLP | Filing Date10/27/2023 | Form ADV-E View Report |
| Accounting Firm Name KPMG LLP | Filing Date11/28/2022 | Form ADV-E View Report |
Private Funds Structure
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypeOther Private Fund | Count6 | GAV$5,108,397,124 |