9AT: INVERDALE CAPITAL MANAGEMENT, LLC

INVERDALE CAPITAL MANAGEMENT, LLC

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other names

INVERDALE CAPITAL MANAGEMENT, LLC
BALLAST ASSET MANAGEMENT

Adviser Profile

Registration status

Registration Changed to INVERDALE CAPITAL MANAGEMENT, LLC

As of Date	10/20/2024
ADV Location	DALLAS, TX, United States
Adviser Type - No longer eligible
Number of Employees	2 -33%
of those in investment advisory functions	2 -33%

AUM^*	81,793,436 -37%
of that, discretionary	75,948,734 -35%
Private Fund GAV^*	0
Avg Account Size	5,842,388 88%
% High Net Worth	66.67% 9%
SMA’s	Yes
Private Funds	0 2
Contact Info	214 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

194M 166M 138M 111M 83M 55M 28M

2017 2018 2019 2020 2021 2022 2023

Discretionary

Non-discretionary

Private Funds

GAV Count

Employees

Brochure Summary

Overview

Inverdale Capital Management, LLC, founded in 2012, is a diversified investment advisory services firm with a focus on alternative investment opportunities. Our clients include pooled investment vehicles and separately managed accounts. The principal owners of our firm are Ryan M. Small and William Hardy. Our firm serves as the investment adviser to two hedge fund clients, namely Inverdale Strategic Fund, LP and Sutherland Impact Fund, LP. Our firm also serves as the investment adviser to separately managed account strategies utilizing individualized asset allocation strategies for high net worth clients. We also serve as the general partner of Ballast Asset Management, LP, which is a separately registered investment adviser managing separately managed account clients as well as an exchange traded fund (ETF). In providing our advisory

services, we seek to achieve superior risk-adjusted returns on capital by adhering to consistent investment processes and an unwavering commitment to the highest ethical standards. For more information on the investment strategy of our clients, please see Item 5: Method of Analysis, Investment Strategy and Risk of Loss. Our firm tailors our advisory services in accordance with our clients’ needs and investment strategy as disclosed in the offering documents or separately managed account agreements, which allows for investing in a broad array of securities with the goal of achieving our clients’ investment objectives. We do not participate in any wrap fee programs. As of December 2023, we managed approximately $ 75,948,734 in client assets on a discretionary basis and $ 5,844,702 on a non-discretionary basis.