Overview
General Description of Advisory Firm
IvyRock Asset Management (HK) Limited (“IAMHK”, “we”, “our”, or “us”) is licensed with the
Securities and Futures Commission of Hong Kong effective 6 March 2014. It is a limited company
incorporated in Hong Kong and registered under the business registration ordinance of Hong Kong
on 30 March 2009.
IAMHK is wholly-owned by Gold Stand Goal Limited which in turn is solely owned by Mr. Yong
Huang.
Description of Advisory Services
IAMHK provides discretionary investment management services for qualified private and
institutional investors that invest in two pooled investment vehicles (each consisting of a master
and feeder fund), which are the IvyRock China Equity Master Fund, IvyRock China Equity Feeder
Fund, IvyRock China Focus Master Fund, the IvyRock China Focus Feeder Fund, and one special
purpose investment vehicle, Ivy Little Rock I Limited (collectively “IvyRock Funds”).
IAMHK also serves as the sub-investment manager to manage on a discretionary basis, ABS Direct
Equity Fund LLC,
Asia Series 6 (together with the IvyRock Funds, collectively “Funds”).
The Funds are not registered under the Securities Act of 1933, as amended (the “Securities Act”),
and the Funds are not registered under the Investment Company Act of 1940, as amended (the
“Investment Company Act”). Accordingly, shares in the Funds are offered exclusively to investors
satisfying the applicable eligibility and suitability requirements to private placement transactions
within the United States or in non-United States transactions, and only by means of an offering
memorandum.
All discussions of clients’ investment terms in this document, including but not limited to their
investments, strategies, fees and other costs, conflicts of interest and relevant material risks are
qualified in their entirety by reference to the relevant offering memorandum and governing
documents with regard to the Funds.
IAMHK does not participate in wrap fee programs.
As of 30 June 2023, the firm managed assets on a discretionary basis in the amount of
approximately USD 1.17 billion.