Adviser Profile

AUM* 690,673,342 26%
of that, discretionary 690,673,342 26%
Number of Employees 13 18%
of those in investment advisory functions 13 18%
Private Fund GAV* 0
Avg Account Size 213,897 13%
% High Net Worth 74.47% -2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

691M 592M 493M 395M 296M 197M 99M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker33740F755 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$38,019,693 % Position6.00% $ Change7.00% # Change-1.00%
Stck Ticker46436E718 Stock NameISHARES TR $ Position$29,381,074 % Position5.00% $ Change-21.00% # Change-21.00%
Stck Ticker78468R200 Stock NameSPDR SERIES TRUST $ Position$24,572,027 % Position4.00% $ Change42.00% # Change42.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$19,102,361 % Position3.00% $ Change-1.00% # Change-13.00%
Stck Ticker33740U703 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$11,756,549 % Position2.00% $ Change-5.00% # Change-11.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$14,042,987 % Position2.00% $ Change175.00% # Change140.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$13,807,306 % Position2.00% $ Change1295.00% # Change1116.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$10,653,824 % Position2.00% $ Change18.00% # Change3.00%
Stck Ticker595112103 Stock NameMICRON TECHNOLOGY INC $ Position$3,229,137 % Position1.00% $ Change244.00% # Change1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$3,861,939 % Position1.00% $ Change7.00% # Change6.00%

Brochure Summary