Overview
A. FIRM DESCRIPTION
LW Capital Management, LLC (“LW” or the “Firm”) is organized as a New York limited
liability company that was founded in December 2015. LW’s current business activities
consist of providing investment advisory services to two pooled investment vehicles, as
well as offering portfolio management and investment advisory services to individuals
through separately managed accounts (SMA). The two private Funds and the managed
account clients are referred to herein each as a “Client” and collectively, the “Clients.”
Principal Owners: Matthew Sweeney is the Managing Member and the principal owner of
the Firm, who holds 100% ownership interest in the Firm.
B. TYPES OF ADVISORY SERVICES
LW is an advisor to the funds and SMAs, and specializes in managing a long-biased
concentrated portfolio of public equity securities. The portfolio is generally less than 20
securities, and generally focused on domestic small cap equities, although the mandate
permits investments in larger securities and international securities.
This document is not an offer to sell or a solicitation of an offer to buy Interests in
the Funds. Such an investment may be made only after receipt and review of the Fund’s
Confidential
Private Placement Memorandum (the “Memorandum”). The Memorandum
contains important information concerning risk factors and other material aspects of the
Fund and it must be read carefully before making an investment decision.
C. TAILORED RELATIONSHIPS
LW provides investment advisory services to the Funds and SMAs based on the
investment objectives as described herein. LW does not provide tailored investment
advice to the Fund’s Limited Partners or any of its managed account Clients.
D. WRAP FEE PROGRAMS
Wrap Fee Programs are arrangements between broker-dealers, investment advisers,
banks and other financial institutions and affiliated and unaffiliated investment advisers
through which the clients of such firms receive discretionary investment advisory,
execution, clearing and custodial services in a “bundled” form. In exchange for these
“bundled” services, the clients pay an all-inclusive (or “wrap”) fee determined as a
percentage of the assets held in the wrap account.
LW does not participate in and is not a sponsor of wrap fee programs.
E. ASSETS UNDER MANAGEMENT
As of December 31, 2023, LW managed approximately $ 63,908,673 on a discretionary
basis.