Firm Established – 2006 Registration Status – Licensed by the State of Texas __________, 20231 Registered with the SEC from 2015 – 2023 Licensed by the State of California 2006 – 2015 Principal Owner – Matt Vorst Assets Under Management as of December 31, 2022 Discretionary Assets - $71,466,495 INVESTMENT MANAGEMENT SERVICES Sirius Wealth Management Strategies, LLC (“SWMS” or sometimes the “Firm” or “Advisor”) is an independent investment advisor offering customized investment management services. Our investment management services include, among others, financial goal setting, risk assessment, strategic asset allocation and the selection and management of securities and investments. SWMS is dedicated to offering strategic advice to clients in the areas of financial planning and investment management. Working with tax planners and legal teams, we offer our clients sound financial planning and risk mitigation strategies that form the basis of each client's investment plan. We offer discretionary investment management services that include investment education, identification of appropriate investment strategies, defining client risk tolerances, directing investment implementation, and monitoring, measurement, and rebalancing of client portfolios. Our investment solutions are tailored to each client’s specific risk tolerance, time horizon, liquidity requirements, and resilience to market volatility. While we strive to create sustainable long-term investment strategies, we review and adjust asset allocations and risk exposure as required by changes in market and client circumstances. The Firm’s portfolio managers gather information about each client’s individual financial condition and investment goals through personal consultations, questionnaires, and document review. On the basis of this information, the Firm designs an individualized investment plan based on a client’s earning capacity, savings, investment history, tax issues, retirement horizon, level of risk tolerance, education and legacy planning, and any other matters that a client or Advisor deems important. Depending upon the client’s investment plan and personal preferences, some or all of following investment management services may be offered. Additional services may be offered as needed or requested.
• Creation of an asset allocation strategy;
• Recommendation of specific securities for investment;
• Execution of securities transactions on behalf of clients through designated custodians and executing broker-dealers;
• Monitoring and rebalancing client account holdings;
• Quarterly performance reporting; and
• Recommendation of high-level, detailed financial planning. A client may make additions to and withdrawals from the client’s custodial account at any time. Clients may withdraw account assets with notice to the Firm, subject to the usual and customary securities settlement procedures. However, we design client portfolios as long-term investments and caution our clients that asset withdrawals may impair the achievement of the client’s investment objectives. Additions to an account may be in cash or securities provided that our portfolio managers may decline to accept particular securities into a client’s account or may recommend that the security be liquidated if it is inconsistent with the Firm’s investment strategy or the client’s investment objectives. Clients are advised that when transferred securities are liquidated, they may be-subject to transaction fees, fees assessed at the mutual fund level (i.e. contingent deferred sales charge) or tax ramifications. 1“Registration” means only that the Firm meets the minimum requirements for registration as an investment advisor and does not imply a certain level of skill or training or that the SEC or other regulator guarantees the quality of our services or recommends them. Prior to 2015, SWMS was registered with the state of CA, and from 2015 – 2023 SWMS was registered with the SEC. FINANCIAL PLANNING AND FINANCIAL CONSULTING SERVICES SWMS may offer comprehensive financial planning services in conjunction with an investment management relationship. Financial planning services vary by entity, family, business, or individual circumstances, and often include working with the following teams to affect a global, strategic plan: estate planners, legal teams, CPA's, bookkeepers, insurance planners, risk management teams, retirement specialists, real estate teams, etc. Contracts with SWMS do not include payment to any party other than those employed by SWMS. SWMS’s financial planning services may include a financial review and analysis of some or all of the following areas:
• Determining Financial Goals and Objectives
•

Current Portfolio Review
• Asset Allocation Review
• Cost Audit of Current Investments
• Opinion on Prior Investment Strategy/Advisors
• Retirement Plan Analysis
• Education Funding Analysis
• Cash Flow Management Review
• Review of Insurance Needs
• Mortgage and Refinance Evaluation
• Estate Plan Review or Development
• Charitable (or social capital) Planning
• Other financial or investment analysis In addition, some clients may own, be granted or may consider purchasing stock options, warrants, restricted stock or similar equity enhancements to their compensation offered or arising from their employment. The Firm offers advice about such investment decisions, as well as about the sale or liquidation of such positions, as part of its services, preferring to work with Client’s tax advisor on all tax-ramifications. General Notices In performing its services, SWMS is not required to verify any information received from the client or from the client’s other professionals (e.g., attorney, accountant, etc.) and is authorized to rely on such information as provided. Clients must promptly notify us of any change in their financial situation, investment objectives, or changes in information provided by other professionals that would necessitate a review or revision of the client’s portfolio or financial plan. The Firm recommends its own investment management and financial planning services and in special circumstances those of other professionals to implement investment recommendations. Clients are advised that a conflict of interest may exist if the Firm recommends its own services. Clients requesting investment management services on a non- discretionary basis are under no obligation to act upon any of the recommendations made by SWMS. Such clients retain absolute discretion over all such investment implementation decisions and are free to accept or reject any of the Firm’s recommendations. Fiduciary Status When SWMS provides investment advice to you regarding your investment accounts, including your retirement plan account or individual retirement account, we are fiduciaries within the meaning of certain state and federal laws such as the Employee Retirement Income Security Act and/or the Internal Revenue Code and the regulations of the State of Texas, as applicable. These regulations require us to act in your best interest and not put our interest ahead of yours. Advisor Does Not Provide Comprehensive Tax or Accounting Advice In offering investment management services, Advisor’s decisions and recommendations may include the consideration of the possible alternative tax consequences incidental to such decisions and recommendations. However, the Firm is not authorized to and does not undertake to provide comprehensive tax or accounting advice or counseling. Although we may prepare reports to assist our clients with the preparation of tax returns, such reports do not represent the advice or approval of tax professionals. We advise clients to consult a tax professional in order to determine the tax and accounting consequences of investments in their accounts. TERMINATION OF AGREEMENT Clients may terminate their relationship with the Firm at any time by providing written notice of termination. SWMS may terminate upon giving 30-day written notice to the client. The Firm does not assess any fees related to termination but will be entitled to all management fees earned up to the date of termination. Any unearned prepaid investment management and financial planning fees will be refunded to the client on a pro rata basis determined by the amount of time expired in the billing period. Any unpaid investment management and financial planning fees will be billed to the client for immediate payment or with permission, deducted from the client’s account(s). For prior clients who would like SWMS to provide ad-hoc reporting, there will be a $250/hour fee. For new clients of the Firm, if a copy of this Form ADV Part 2A disclosure statement was not delivered to the client 48 hours or more before the client enters into a written advisory contract with Advisor, then the client has the right to terminate the contract without penalty within five (5) business days after entering into the contract. A contract is considered entered into when all parties to the contract have signed the contract. If the client terminates the contract on this basis, all fees paid by the client will be refunded, however, any transaction costs imposed by an executing broker or custodian for establishing the custodial account or for trades occurring during those five days are non- refundable. The client is solely responsible for any unrealized losses and any income taxes due to realized gains.