UBS FINANCIAL SERVICES INC.
Company Profile
| AUM* | 1,364,652,588,062 14% |
| of that, discretionary | 887,116,558,838 13% |
| Private Fund GAV* | 88,244,404,875 3% |
| Avg Account Size | 887,631 64% |
| High Net Worth | 58.60% 6% |
| SMA’s | Yes |
| Private Funds | 199 |
Adviser Type
- Outside the United States
- An investment adviser (or subadviser) to an investment company
- Related adviser
Number of Employees 13,648 -1%
of those in investment advisory functions 10,324 6%
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
Recent News
Reported AUM
Private Funds
Employees
Private Funds Structure
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypeHedge Fund | Count71 | GAV$12,799,824,616 |
| SEC Fund TypeLiquidity Fund | Count4 | GAV$2,970,075,000 |
| SEC Fund TypePrivate Equity Fund | Count48 | GAV$6,017,690,813 |
| SEC Fund TypeReal Estate Fund | Count1 | GAV$2,495,682 |
| SEC Fund TypeSecuritized Asset Fund | Count57 | GAV$28,904,434,900 |
| SEC Fund TypeOther Private Fund | Count18 | GAV$37,549,883,864 |