Overview
Advisory Business Siena Capital Partners GP, LLC ("SGP") was founded in 2004 by Dan Kanter and
David Abraham. Its principal owners are Dan Kanter (President and Managing Member), David
Abraham (Executive Vice-President and Managing Member) and Greg Dingens (Executive Vice-
President and Managing Member) (collectively referred to herein as the "Principals").
SGP provides discretionary investment advisory services and portfolio management to its client, which
is a pooled investment vehicles (the "Fund"). SGP currently manages Siena Capital Partners I, LP
("Siena I Fund").
Certain conflicts of interest arising in connection with management of the Fund is described in Items 5
and 6.
The Fund is managed in accordance with the investment objectives, strategies and guidelines and the
terms and conditions set out in respective Fund limited partnership agreement and subscription
agreement, and as disclosed in the private placement memoranda ("PPM") (collectively "Fund
Documents").
SGP provides advice to the Fund with respect to investing in securities with a focus on the financial
services industry. The
Fund seeks long-term capital appreciation in a diversified portfolio of securities,
primarily consisting of community bank stocks. Services provided to the Fund by SGP, or its personnel
or affiliates, also may include organizing and managing the Fund's business affairs, preparing financial
statements, providing audit support, preparing tax-related schedules and documents and sales support
and investor relations services. As further described in Items 8 and 10, an SGP affiliate provides trade
execution and reconciliation services.
SGP may determine to provide management services to separately managed accounts. Certain
conflicts of interest that would arise from such activity are described in Items 5 and 6.
SGP does not participate in wrap fee programs.
SGP does not tailor its advisory services to the individual needs of investors in the Fund ("Investors").
A Fund may have restrictions on investing in certain securities or other assets.
Assets Under Management
As of December 31, 2023, we provide continuous management services for $322,964,198 in client
assets on a discretionary basis.