9AT: AURIBEAU LLC

Adviser Profile

As of Date	03/21/2025
Registration status	Terminated
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx

AUM^*	106,453,564 -56%
of that, discretionary	106,453,564 -56%
Number of Employees	3
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	106,453,564 254%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser VANGUARD ASSET MANAGEMENT, LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM483.0b	#Funds-
Adviser V DELIMA INVESTMENTS INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM102.0m	#Funds-
Adviser SILVA CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM169.4m	#Funds-
Adviser WELLINGTON MANAGEMENT JAPAN PTE LTD	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM17.7b	#Funds-
Adviser GOLDMAN SACHS ASSET MANAGEMENT (HONG KONG) LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM21.2b	#Funds-
Adviser MCI ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM500.0k	#Funds-
Adviser ADVISORS PREFERRED LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser COMPASS GROUP LLC	Hedge Fund24.9m	Liquidity Fund-	Private Equity Fund140.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund75.9m	Total Private Fund GAV240.8m	AUM1.7b	#Funds7
Adviser SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.2b	#Funds-
Adviser ALLARIA ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM179.6m	#Funds-

Brochure Summary

Overview

Auribeau is a limited liability company organized under the laws of the State of New York to provide investment advisory and management services to separately managed account clients. Formed in May 2015, Auribeau is a wholly owned subsidiary of Lepercq, de Neuflize & Co Incorporated (“LN&Co.”). Prior to Auribeau’s formation, Lepercq de Neuflize Asset Management LLC (“LNAM”), another SEC registered investment adviser that is also a wholly owned subsidiary of LN&Co., performed the investment advisory and management services for the separately managed accounts that were transferred to Auribeau upon its registration with the SEC. Auribeau provides discretionary and non-discretionary investment advisory services to separate account clients. Such services typically involve individualized financial goal analysis, asset allocation, formulation of an investment strategy, assistance with implementation of the investment, and ongoing review of performance measures for the strategy adopted. In connection with the implementation of a client’s investment plan, Auribeau will typically identify and select investment advisers, mutual funds, or private investment pools that are believed to be compatible with the client’s investment objectives, risk tolerances and other client criteria. The investment objectives, investment restrictions, regulatory

restrictions, risk tolerances or other circumstances for each client are generally provided to Auribeau in writing. For Discretionary Accounts, Auribeau provides for the selection of investments, purchase and sale orders to executing brokers and custodians involving both timing and size of the order and portfolio monitoring. For some of these accounts, Auribeau will use the services of Tocqueville Asset Management (“TAM”) as sub adviser for the management of its clients’ portfolios under a sub advisory agreement. In such instances, Auribeau provides for portfolio supervisory services, determining portfolio allocation and rebalancing when necessary and upon clients’ directives, which are communicated to its sub adviser. For such accounts, the advisory fees are shared between Auribeau and TAM. For Non-Discretionary Accounts, Auribeau provides guidance in portfolio management, market conditions and risks, and investment selection, including purchase and sale recommendations with size and timing. It does not provide for the placement of such orders, as these clients may or may not act on Auribeau’s recommendations. Regulatory Assets Under Management As of 12/31/2023: Separately Managed Accounts (Discretionary): $ 106,453,564 Non-Discretionary: $ 0 Total: $ 106,453,564

AURIBEAU LLC

AURIBEAU LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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AURIBEAU LLC AURIBEAU LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

AURIBEAU LLC

AURIBEAU LLC