9AT: FIRESIDE CAPITAL ADVISORS INC.

Adviser Profile

As of Date	06/23/2024
Registration status	Terminated
ADV Location	DALLAS, TX, United States
Contact Info	469 xxxxxxx
Websites

AUM^*	262,342,215 13%
of that, discretionary	164,882,133 12%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	703,330 10%
% High Net Worth	29.93% 1%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser DISCIPLINED INVESTORS, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM941.6m	#Funds-
Adviser PHYSICIAN WEALTH ADVISORS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser 5TH STREET ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM524.5m	#Funds-
Adviser ZHANG FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.4b	#Funds-
Adviser FORTUNE FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM322.6m	#Funds-
Adviser COMPASS ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM767.5m	#Funds-
Adviser MARIETTA WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser FIRETHORN WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM671.9m	#Funds-
Adviser KLK CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM141.8m	#Funds-
Adviser MEYER FINANCIAL SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM118.6m	#Funds-

Brochure Summary

Overview

Advisory Firm Description Fireside Capital Advisors, Inc. (“FCA,” “Fireside,” or the “Firm”), a Texas corporation, was established in May 2015. J. Stephen Penner is the majority owner. The Firm provides wealth management and portfolio management services. Types of Advisory Services FCA was established to serve as a personal family office for both family and friends. FCA’s vision was to offer independent, fee-only, professional investment advice to family members and close personal friends. FCA uses professional investment managers via publicly traded mutual funds and other investment vehicles to implement individual investment strategies that are client specific. FCA’s business has ultimately grown to include small institutional clients of less than $100 million in assets. FCA believes it is different from the usual fee-only advisory firm in that: 1. FCA has no other income other than the fees paid by the clients. 2. FCA has no affiliation or monetary connection with any bank, insurance company, or investment

manager. 3. FCA does not have a minimum size client limitation, as small clients need financial advice too. 4. FCA places client’s interests above the Firm’s own by serving as a fiduciary. 5. FCA does not sell products, including annuities. 6. FCA does not use “one size fits all” models to manage clients’ assets. Each client portfolio is designed to meet that particular client’s needs. 7. FCA expects its business to grow but is not focused on gathering assets. 8. FCA is committed to helping clients meet their long-term investment objectives. Tailored Advisory Services Each client’s portfolio is managed to meet his or her particular goals and objectives, within risk parameters determined during the initial interview and questionnaire process. Clients are allowed to impose restrictions on investing in certain securities. Client Assets Under Management As of March 20, 2024, the Firm had $164,882,133 of discretionary assets under management and $97,460,082 of nondiscretionary assets under management.

FIRESIDE CAPITAL ADVISORS INC.

FIRESIDE CAPITAL ADVISORS INC.

FIRESIDE CAPITAL ADVISORS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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FIRESIDE CAPITAL ADVISORS INC. FIRESIDE CAPITAL ADVISORS INC. FIRESIDE CAPITAL ADVISORS, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

FIRESIDE CAPITAL ADVISORS INC.

FIRESIDE CAPITAL ADVISORS INC.

FIRESIDE CAPITAL ADVISORS, INC.