9AT: PHYSICIAN WEALTH ADVISORS, INC.

Adviser Profile

As of Date	03/19/2026
Registration	SEC, Approved, 01/03/2005
Other registrations (1)	Utah, Terminated, 10/20/2005
ADV Location	SALT LAKE CITY, UT, United States
Contact Info	801 xxxxxxx
Websites

AUM^*	2,006,590,538 31%
of that, discretionary	1,343,537,209 38%
Number of Employees	15
of those in investment advisory functions	7
Private Fund GAV^*	0
Avg Account Size	339,755 34%
% High Net Worth	33.01% 22%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser DISCIPLINED INVESTORS, L.L.C.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM941.6m	#Funds-
Adviser FIRESIDE CAPITAL ADVISORS INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM262.3m	#Funds-
Adviser 5TH STREET ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM524.5m	#Funds-
Adviser ZHANG FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM8.4b	#Funds-
Adviser FORTUNE FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM322.6m	#Funds-
Adviser COMPASS ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM767.5m	#Funds-
Adviser KLK CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM141.8m	#Funds-
Adviser MARIETTA WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser FIRETHORN WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM671.9m	#Funds-
Adviser MEYER FINANCIAL SERVICES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM118.6m	#Funds-

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker464287200	Stock NameISHARES TR	$ Position$103,020,545	% Position12.00%	$ Change14.00%	# Change0.00%
Stck Ticker78464A854	Stock NameSPDR SERIES TRUST	$ Position$94,022,695	% Position11.00%	$ Change82.00%	# Change58.00%
Stck Ticker464288240	Stock NameISHARES TR	$ Position$44,031,039	% Position5.00%	$ Change31.00%	# Change18.00%
Stck Ticker464287309	Stock NameISHARES TR	$ Position$31,736,172	% Position4.00%	$ Change33.00%	# Change9.00%
Stck Ticker09290C103	Stock NameBLACKROCK ETF TRUST	$ Position$30,931,658	% Position4.00%	$ Change22.00%	# Change4.00%
Stck Ticker25434V203	Stock NameDIMENSIONAL ETF TRUST	$ Position$31,873,049	% Position4.00%	$ Change7.00%	# Change1.00%
Stck Ticker25434V302	Stock NameDIMENSIONAL ETF TRUST	$ Position$25,765,242	% Position3.00%	$ Change-2.00%	# Change-18.00%
Stck Ticker464287150	Stock NameISHARES TR	$ Position$20,998,505	% Position3.00%	$ Change15.00%	# Change0.00%
Stck Ticker464287408	Stock NameISHARES TR	$ Position$27,113,168	% Position3.00%	$ Change-5.00%	# Change-12.00%
Stck Ticker09290C780	Stock NameBLACKROCK ETF TRUST	$ Position$16,127,731	% Position2.00%	$ Change27.00%	# Change-21.00%

Brochure Summary

Overview

Physician Wealth Advisors, Inc. (“Firm” or “we” “us”) has a principal place of business in Salt Lake City, Utah and is a Utah Corporation registered as an investment advisor under the laws of the Securities and Exchange Commission (SEC). The Firm was incorporated on September 3, 1993. We provide discretionary investment management services based on individual client needs. As a result, we create and manage client portfolios based upon personal discussions regarding each client’s particular circumstances. During these discussions, we work with the client to determine individual goals and objectives, time horizon, risk tolerance and liquidity needs. We generally recommend clients allocate their investments among various asset classes and, within those classes, among various issuers and types of issuers. Asset classes may include equities, fixed income securities, real estate investment trusts (known as REITs) and, when suitable and in the best interests of the client, various types of alternative investments such as, private equity funds, hedge funds and other privately offered funds. We may, among other things, make investment decisions on a discretionary basis for client accounts. Client funds are deposited in

either a brokerage firm, bank custodian account, directly with mutual fund companies or insurance companies. We may also retain service providers and take other actions related to its investment management authority —such as the selection of money managers to provide services to portions of a client’s portfolio, the selection of private investment funds, and the purchase and sale of securities. The Firm also provides financial planning services to clients. Through in-depth personal interviews, we gather information about the client’s current financial status, tax status, future goals, return objectives and attitudes toward risk. We carefully review documents supplied by the client, and typically prepare a written report. If requested, we may recommend the services of other professionals for implementation purposes, i.e. attorneys, CPAs etc. The client retains absolute discretion over any implementation decisions and is free to accept or reject any of our recommendations. We do not participate in any wrap-fee programs. We manage $975,993,340 of client assets on a discretionary basis, and $556,375,550 of ERISA plan assets on a non-discretionary basis. These amounts were calculated as of December 31, 2023.

PHYSICIAN WEALTH ADVISORS, INC.

PHYSICIAN WEALTH ADVISORS, INC.

UMA FINANCIAL & INSURANCE SERVICES INC

UMA FINANCIAL SERVICES INC

PHYSICIAN WEALTH ADVISORS

UMAFS

UMA FINANCIAL SERVICES

PWA

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

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PHYSICIAN WEALTH ADVISORS, INC. PHYSICIAN WEALTH ADVISORS, INC. UMA FINANCIAL & INSURANCE SERVICES INC UMA FINANCIAL SERVICES INC PHYSICIAN WEALTH ADVISORS UMAFS UMA FINANCIAL SERVICES PWA

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Top Holdings

Brochure Summary

Overview

PHYSICIAN WEALTH ADVISORS, INC.

PHYSICIAN WEALTH ADVISORS, INC.

UMA FINANCIAL & INSURANCE SERVICES INC

UMA FINANCIAL SERVICES INC

PHYSICIAN WEALTH ADVISORS

UMAFS

UMA FINANCIAL SERVICES

PWA