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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 5
of those in investment advisory functions 5
Registration SEC, Approved, 10/19/2016
AUM* 2,083,715,880 -4.47%
of that, discretionary 2,083,715,880 -4.47%
Private Fund GAV* 2,083,430,090 -4.39%
Avg Account Size 416,743,176 -4.47%
SMA’s No
Private Funds 5
Contact Info (64 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
2B 2B 2B 1B 988M 659M 329M
2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeSecuritized Asset Fund Count5 GAV$2,083,430,090

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Brochure Summary

Overview

Firm Description PineBridge Investments is the trade name given to the global asset management business of PineBridge Investments, L.P., a Cayman Islands limited partnership (“PILP”), which is a majority- owned subsidiary of Pacific Century Group (“PCG”), an Asia-based private investment group. As a global firm, PineBridge Investments has over 60 years of experience in emerging and developed markets. In the United States (“U.S.”), PineBridge Galaxy LLC (“PBG LLC” or “Collateral Manager”) operates as a member company of PineBridge Investments (the “Firm”). PBG LLC is an investment adviser that performs investment management functions, including, without limitation, directing the investment and reinvestment of Collateralized Loan Obligations (“CLOs”) and holds, manages, and disposes of investments in accordance with the criteria set forth in the respective collateral management agreements and offering documents. Principal Owners PBG LLC is a Delaware limited liability company that is a wholly owned subsidiary of PineBridge Investments LLC, a Delaware limited liability company. PineBridge Investments LLC is a wholly owned subsidiary of PineBridge Holdings US LLC (“PineBridge Holdings”), also a Delaware limited liability company. PineBridge Holdings is a wholly owned subsidiary of PILP. The general partner of PILP is Bridge Holdings Company Limited (“Bridge Holdings”). Bridge Holdings is wholly owned by Pacific Century Investment Holdings No. 1 Limited (“PCIH No. 1”). PCIH No. 1 is wholly owned by ChiltonLink Limited, which, in turn, is wholly owned by Richard Li. Types of Advisory Services PBG LLC provides investment advisory services to investment vehicles, primarily CLOs (“Clients”), on a discretionary basis. PBG LLC’s Clients pursue primarily U.S. and European leveraged and performing credit strategies (such as broadly syndicated bank loans, secured and leveraged loans, floating rate loans, second lien loans and high-yield bonds). PBG LLC applies fundamental credit research analysis and a proactive
management style to identify the most compelling opportunities in the credit markets and seeks to maximize total returns and manage portfolio risk. PBG LLC provides investment advisory services under the terms of the collateral management agreement and an indenture for each CLO. PBG LLC negotiates these documents, which set forth the specific services that will be provided by PBG LLC, with Clients before commencing an advisory relationship. Each of the CLOs that PBG LLC advises can impose limitations on the types of loans, securities and other instruments in which each CLO is permitted to invest. In particular, each CLO for which PBG LLC provides investment advisory services is governed by an indenture that places significant restrictions on the types of loans, securities and other instruments that can be purchased on behalf of the CLO. Affiliates The Firm seeks to share its global capacities across legal entities in order to deliver better service to Clients. PBG LLC uses the services of appropriate personnel of its affiliates for certain supporting functions which can include, from time to time: research and analysis; operations support; data systems; trading; legal and compliance support; accounting, payroll, tax, and budgeting; administrative services, including human resources support; corporate, marketing and public relations; information and technology services, infrastructure and support; corporate services support, including facilities; risk management and internal audit; investment advice; client servicing; and/or any other services reasonably requested and agreed to by the affiliates, except to the extent that such activity is restricted by the Client in or pursuant to its governing documents, or is inconsistent with applicable law. Arrangements among affiliates take the form of a formal sub-advisory agreement or a staff and services agreement. Client Assets As of December 31, 2023 (rounded to the nearest $1.00): Discretionary: $2,083,715,880 Non-Discretionary: $0 Total: $2,083,715,880