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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 281
of those in investment advisory functions 141
Registration SEC, Approved, 5/2/1983
AUM* 73,896,566,106 14.42%
of that, discretionary 67,458,776,498 16.22%
Private Fund GAV* 14,119,273,510 2.99%
Avg Account Size 123,779,843 8.29%
SMA’s Yes
Private Funds 72 6
Contact Info 646 xxxxxxx
Websites

Client Types

- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
59B 51B 42B 34B 25B 17B 8B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count20 GAV$6,513,696,799
Fund TypePrivate Equity Fund Count29 GAV$959,776,705
Fund TypeSecuritized Asset Fund Count10 GAV$3,869,828,506
Fund TypeOther Private Fund Count13 GAV$2,775,971,500

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Brochure Summary

Overview

Firm Description PineBridge Investments is the trade name given to the global asset management business of PineBridge Investments, L.P., a Cayman Islands limited partnership (“PILP”), which is a majority-owned subsidiary of Pacific Century Group (“PCG”), an Asia-based private investment group. In the United States (“U.S.”), PineBridge Investments LLC (“PBI LLC” or the “Firm”) operates as a member company of PineBridge Investments. Mr. Greg Ehret is PBI LLC’s Chief Executive Officer. PineBridge Investment Partners LLC (“PIP LLC”) is an investment adviser affiliated with PBI LLC. PIP LLC is registered as an investment adviser in reliance on PBI LLC’s Form ADV and conducts its investment advisory activities in accordance with PBI LLC’s compliance policies and procedures. As pertinent, PIP LLCis included in the term “PBI LLC” or the “Firm.” Principal Owners PBI LLC is a Delaware limited liability company that is a wholly owned subsidiary of PineBridge Investments Holdings US LLC (“PineBridge Holdings”), also a Delaware limited liability company. PineBridge Holdings is a wholly owned subsidiary of PILP. The general partner of PILP is Bridge Holdings Company Limited (“Bridge Holdings”). Bridge Holdings is wholly owned by Pacific Century Investment Holdings No. 1 Limited (“PCIH No. 1”). PCIH No. 1 is wholly owned by ChiltonLink Limited, which, in turn, is wholly owned by Richard Li. The sole member of PIP LLC is PILP. Types of Advisory Services PBI LLC is an investment adviser that provides investment management / advisory services to predominantly sophisticated institutional and ultra-high net worth individual clients (collectively referred to herein as “Investors”) through U.S. registered investment companies, separate accounts, funds-of-one, and privately-offered commingled funds including collateralized loan obligations (“CLOs”) (collectively referred to herein as “Funds”) across a wide range of asset types, including equity, multi-asset, fixed income, direct lending, and alternative investments. Such services are expected to include the rendering of investment advice, the execution of investment transactions as agent on behalf of such Investors, and the settlement and reconciliation of all such trades with third-party custodians. PBI LLC provides through its Funds: (i) a wide range of equity investment management capabilities including exchange-listed securities, securities traded over the counter, foreign issues, small-capitalization securities, and warrants; (ii) a multi-asset strategy that provides a forward-looking approach whose design aims to protect portfolios during periods of stressed correlations; (iii)
an array of fixed income investment management capabilities which hold a range of fixed income securities including corporate debt securities, leveraged loans, high yield, and investment grade debt. The Firm also invests, on behalf of its Investors, in government securities and structured products, such as mortgage and other asset-backed securities; and (iv) a variety of alternative investment management capabilities, which includes direct loans, direct investments, secondary investments, and primary partnership investments. The Firm has and maintains the capability to recommend investments in private funds for which it or one of its affiliates serves as investment adviser and/or general partner. Tailored Relationships PBI LLC tailors advisory services to the needs of each Client and aims to deliver consistent, long-term results through a robust global investment platform. The Firm strives to collaborate with its highly sophisticated Investors and leverage the platform of investment capabilities to develop customized solutions. Investors often impose investment restrictions in certain securities or types of securities within their Funds. The Firm’s portfolio managers are responsible for following the investment guidelines for each Investor as defined in the applicable investment management agreement (“IMA”) or other governing constitutional document/agreement. The PineBridge Compliance Department (“Compliance”) along with senior management, has developed a supervisory structure to monitor and provide guidance to its investment professionals. Affiliates PBI LLC operates its investment management business through multiple affiliates, some of which are registered with non-U.S. regulatory authorities. The Firm is authorized to use the services of appropriate personnel of one or more of its affiliates for investment advice, trading, and/or Investor servicing in their local or regional markets, except to the extent that such activity is restricted by the Investor in or pursuant to its IMA, governing documents, or is inconsistent with applicable law. Arrangements among affiliates could take the form of a formal sub-advisory agreement or a participating affiliate agreement. This is designed to make the Firm’s global capabilities seamlessly available to the Firm’s Investors. PBI LLC provides services to certain affiliates for a fee, including PineBridge Galaxy LLC, an affiliated U.S. registered investment adviser. Investor Assets As of December 31, 2023 (rounded to the nearest $1.00): Discretionary: $67,458,776,498 Non-Discretionary: $6,437,789,608 Total: $73,896,566,106