Adviser Profile

As of Date 03/13/2026
Registration SEC, Approved, 12/21/2016
ADV Location SAN DIEGO, CA, United States
Contact Info (85 xxxxxxx
Websites
AUM* 528,799,870 14%
of that, discretionary 524,835,680 14%
Number of Employees 7
of those in investment advisory functions 5 25%
Private Fund GAV* 0
Avg Account Size 605,727 9%
% High Net Worth 64.05% -1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

525M 450M 375M 300M 225M 150M 75M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$40,309,100 % Position15.00% $ Change16.00% # Change1.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$26,454,163 % Position10.00% $ Change16.00% # Change2.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$25,986,880 % Position10.00% $ Change10.00% # Change-1.00%
Stck Ticker464288356 Stock NameISHARES TR $ Position$16,419,331 % Position6.00% $ Change1.00% # Change-1.00%
Stck Ticker747525103 Stock NameQUALCOMM INC $ Position$15,810,448 % Position6.00% $ Change42.00% # Change-1.00%
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$9,917,931 % Position4.00% $ Change9.00% # Change-1.00%
Stck Ticker464287465 Stock NameISHARES TR $ Position$9,889,729 % Position4.00% $ Change5.00% # Change-2.00%
Stck Ticker464288414 Stock NameISHARES TR $ Position$9,097,226 % Position3.00% $ Change2.00% # Change0.00%
Stck Ticker464287804 Stock NameISHARES TR $ Position$7,081,626 % Position3.00% $ Change19.00% # Change0.00%
Stck Ticker922908637 Stock NameVANGUARD INDEX FDS $ Position$9,242,925 % Position3.00% $ Change12.00% # Change-3.00%

Brochure Summary