9AT: WOODSTOCK CORPORATION

Adviser Profile

As of Date	06/29/2026
Registration	SEC, Approved, 04/04/1968
ADV Location	BOSTON, MA, United States
Contact Info	617 xxxxxxx
Websites

AUM^*	1,291,874,460 16%
of that, discretionary	1,291,874,460 16%
Number of Employees	10 25%
of those in investment advisory functions	8
Private Fund GAV^*	0
Avg Account Size	2,238,951 12%
% High Net Worth	56.91% 3%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name EISNERAMPER LLP	Filing Date11/24/2025	Form ADV-E View Report
Accounting Firm Name EDELSTEIN & COMPANY, LLC	Filing Date01/07/2025	Form ADV-E View Report
Accounting Firm Name EDELSTEIN & COMPANY, LLC	Filing Date12/01/2023	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BETTERWEALTH LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM659.9m	#Funds-
Adviser WILLOW CREEK FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM528.8m	#Funds-
Adviser VANTAGE WEALTH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM683.8m	#Funds-
Adviser LEE FINANCIAL COMPANY, LLC	Hedge Fund13.1m	Liquidity Fund-	Private Equity Fund239.4k	Real Estate Fund213.2k	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV13.5m	AUM1.7b	#Funds4
Adviser BOSTON FINANCIAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.0b	#Funds-
Adviser COMPREHENSIVE FINANCIAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM18.5b	#Funds-
Adviser JONES KERTZ & ASSOCIATES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM239.2m	#Funds-
Adviser WILLIAMS JONES WEALTH MANAGEMENT, LLC	Hedge Fund141.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund44.3m	Total Private Fund GAV186.1m	AUM12.5b	#Funds8
Adviser BEACON TRUST	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.4b	#Funds-
Adviser FIRST MANHATTAN CO. LLC	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund182.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund138.8m	Total Private Fund GAV1.6b	AUM38.1b	#Funds23

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker67066G104	Stock NameNVIDIA Corp	$ Position$100,589,875	% Position8.00%	$ Change6.00%	# Change-8.00%
Stck Ticker594918104	Stock NameMicrosoft Corp	$ Position$59,525,848	% Position5.00%	$ Change2.00%	# Change1.00%
Stck Ticker67103H107	Stock NameO'Reilly Automotive Inc	$ Position$51,075,140	% Position4.00%	$ Change-1.00%	# Change0.00%
Stck Ticker02079K107	Stock NameAlphabet Inc Class C	$ Position$51,147,914	% Position4.00%	$ Change13.00%	# Change-9.00%
Stck Ticker037833100	Stock NameApple Inc	$ Position$48,010,943	% Position4.00%	$ Change13.00%	# Change-1.00%
Stck Ticker34959E109	Stock NameFortinet Inc	$ Position$35,625,092	% Position3.00%	$ Change86.00%	# Change-1.00%
Stck Ticker46120E602	Stock NameIntuitive Surgical Inc	$ Position$32,267,755	% Position3.00%	$ Change-14.00%	# Change0.00%
Stck Ticker02079K305	Stock NameAlphabet Inc Class A	$ Position$37,752,993	% Position3.00%	$ Change17.00%	# Change-6.00%
Stck Ticker437076102	Stock NameHome Depot Inc	$ Position$21,511,027	% Position2.00%	$ Change9.00%	# Change2.00%
Stck Ticker22160K105	Stock NameCostco Wholesale Corp	$ Position$20,427,901	% Position2.00%	$ Change-7.00%	# Change0.00%

Brochure Summary

Overview

Woodstock Corporation (“Woodstock”), founded in 1929, is a SEC Registered Investment Adviser which provides wealth management services to individuals and families, pension profit sharing plans, trusts, estates, charitable organizations, and corporations. As of March 31, 2023, Woodstock has $921,700,350 in client assets, all managed on a discretionary basis. Principal Owners Sagamore Operations & Management Company, LLC Members:
• Ruth L. Darling 1992 Appointive Property Trust
• Susanne L. Phippen 1985 Appointive Property Trust - Elected Managers:
• William H. Darling
• Henry P. Phippen
• Paul D. Simpson Investment Advisory Service Through personal discussions in which goals and objectives based on a client’s particular circumstances are established, Woodstock develops a client’s personal investment objectives and creates and manages a portfolio based on those objectives. Woodstock generally focuses its investment strategies on the use of high-quality growth equity investments and debt securities. Woodstock allocates the client’s assets among various investments taking into consideration the overall management style selected by the client. Exchange traded funds and mutual funds are sometimes also selected based on a client’s investment objectives. Portfolio weighting between funds and market

sectors are determined by each client’s individual needs and circumstances. Clients have the opportunity to place reasonable restrictions on the types of investments made on their behalf. Clients retain ownership of all securities in separately managed accounts. Woodstock manages advisory accounts on a discretionary and non-discretionary basis, depending on client needs and circumstances. Woodstock also manages three sector strategies: energy, healthcare, and technology. Securities selected for investing within these strategies are generally only appropriate for a subset of accounts managed by Woodstock because of the riskier nature of these strategies and the account’s fee arrangements. Other Services Woodstock offers financial counseling that assists clients in examining key areas of their personal financial life including income needs, retirement planning, estate planning and insurance considerations. Woodstock also offers custody account services through Fidelity Brokerage Services LLC and its affiliates, including National Financial Services LLC (together, “Fidelity”). Woodstock is not associated with Fidelity. Additionally, Woodstock’s affiliate, Woodstock Services Company, LLC (“Woodstock Services”), offers clients individual, fiduciary and business tax consulting, tax return preparation services and accounting services.

WOODSTOCK CORPORATION

WOODSTOCK CORPORATION

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Top Holdings

Brochure Summary

Overview

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WOODSTOCK CORPORATION WOODSTOCK CORPORATION

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Top Holdings

Brochure Summary

Overview

WOODSTOCK CORPORATION

WOODSTOCK CORPORATION