9AT: DREHER INVESTMENT SERVICES, INC.

Adviser Profile

As of Date	06/19/2025
Registration status	Terminated
ADV Location	SAN ANGELO, TX, United States
Contact Info	325 xxxxxxx
Websites

AUM^*	271,988,969 23%
of that, discretionary	271,988,969 23%
Number of Employees	6
of those in investment advisory functions	5 25%
Private Fund GAV^*	0
Avg Account Size	797,622 11%
% High Net Worth	32.55% 0%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SHERWOOD FINANCIAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM293.8m	#Funds-
Adviser KOTYS WEALTH PROFESSIONALS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM308.0m	#Funds-
Adviser SHEAFF BROCK INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser VERDENCE CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.6b	#Funds-
Adviser SMITHBRIDGE ASSET MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM830.7m	#Funds-
Adviser JSF FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.0b	#Funds-
Adviser VAN LEEUWEN & COMPANY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM308.6m	#Funds-
Adviser RUDNEY ASSOCIATES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM940.2m	#Funds-
Adviser PRIVATE WEALTH GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM274.0m	#Funds-
Adviser WORTHPOINTE	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-

Brochure Summary

Overview

Firm Description DREHER INVESTMENT SERVICES, INC., was founded in 1996. DREHER INVESTMENT SERVICES, INC. is an Investment Advisory firm which provides personalized confidential and customized investment design and investment management to individuals, pension and profit sharing plans, trusts, estates, charitable organizations, and small businesses. DREHER INVESTMENT SERVICES, INC. services are provided through consultation with the client and may include: determination of financial objectives, investment management, retirement planning, asset allocation, implementation of investments based on the allocation models agreed upon by the client, and quarterly reporting of investment performance. Other professionals (e.g., lawyers, accountants, insurance agents, etc.) may be engaged directly by the client on an as-needed basis. Conflicts of interest will be disclosed to the client in the unlikely event they should occur. The initial meeting with a client is free of charge and is considered an exploratory interview to determine the extent to which investment management may be beneficial to the client. Principal Owners DREHER INVESTMENT SERVICES, INC. has no single shareholder with an ownership share of 25% or more. Types of Advisory Services DREHER INVESTMENT SERVICES, INC. provides asset allocation services; implementation of investment design utilizing allocation model agreed upon by the client; monitoring of investment

markets; and quarterly reporting of investment performance. Tailored Relationships DREHER INVESTMENT SERVICES, INC. tailors investment allocation models based upon the individual needs and characteristics of each client such as age, employment status, risk tolerance, cash flow requirements, and tax considerations. Each client may impose restrictions on investing in certain securities or types of securities within their asset account. Each client has the right to invest in securities that may or may not be recommended by DREHER INVESTMENT SERVICES, INC. Wrap Fee Program DREHER INVESTMENT SERVICES, INC. does not participate in a Wrap Fee Program. Asset Management As of December 31, 2023, DREHER INVESTMENT SERVICES, INC. manages approximately $221,202,412 in assets for approximately 308 clients on a discretionary basis. $0.00 is managed on a non-discretionary basis. Termination of Advisory Agreement A Client may terminate their Advisory Agreement with DREHER INVESTMENT SERVICES, INC. by notifying DREHER INVESTMENT SERVICES, INC. with a written 30-day notice. Advisory fees incurred up to the date of termination of the Advisory Agreement indicated in the written 30- day notice from the client will be due and payable within 30 days after said termination date. DREHER INVESTMENT SERVICES, INC. may terminate the Advisory Agreement with the Client under the same terms stated in the paragraph above.

DREHER INVESTMENT SERVICES, INC.

DREHER INVESTMENT SERVICES, INC.

DREHER COMPANY

DREHER COMPANY INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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DREHER INVESTMENT SERVICES, INC. DREHER INVESTMENT SERVICES, INC. DREHER COMPANY DREHER COMPANY INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

DREHER INVESTMENT SERVICES, INC.

DREHER INVESTMENT SERVICES, INC.

DREHER COMPANY

DREHER COMPANY INC.