9AT: WARANA CAPITAL, LLC

other names

WARANA CAPITAL, LLC

Adviser Profile

As of Date	03/31/2025
Registration	SEC, Approved, 06/30/2017
Other registrations (1)	SEC, ERA - Withdrawn, 06/01/2017
ADV Location	NEW YORK, NY, United States
Contact Info	(20 xxxxxxx
Websites

AUM^*	652,000,596 43%
of that, discretionary	652,000,596 30%
Private Fund GAV^*	645,457,535 -4%
Avg Account Size	18,628,588 15%
SMA’s	No
Private Funds	30 7

Adviser Type

- Large advisory firm

Number of Employees 14 27%

of those in investment advisory functions 8 60%

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypePrivate Equity Fund	Count23	GAV$449,119,616
Fund TypeOther Private Fund	Count7	GAV$196,337,919

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser HASTINGS EQUITY PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.1b	AUM630.5m	#Funds8
Adviser CIP CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund425.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV425.6m	AUM425.6m	#Funds3
Adviser LEVCO CAPITAL LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund585.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV585.0m	AUM585.0m	#Funds1
Adviser ACORN CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund252.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund6.6m	Total Private Fund GAV259.3m	AUM655.1m	#Funds5
Adviser ROG IX, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM553.0m	#Funds-
Adviser ERA PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM1.0b	#Funds16
Adviser BRAEMONT CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund664.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV664.6m	AUM664.6m	#Funds7
Adviser HAVENCREST CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund504.1m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV504.1m	AUM504.1m	#Funds3
Adviser BHMS INVESTMENTS, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund942.8m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV942.8m	AUM942.8m	#Funds9
Adviser CRG FUND MANAGER, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund400.6m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund164.0m	Total Private Fund GAV564.6m	AUM507.9m	#Funds7

Brochure Summary

Overview

Warana Capital, LLC (“Warana Capital” or the “Firm”) is a registered investment adviser with the U.S. Securities and Exchange Commission (“SEC”) and is organized as a limited liability company under the laws of the State of Delaware. The Firm was founded in June 2016 and is primarily owned by Mr. Timothy Ivers, Managing Member. This Brochure provides information regarding the qualifications, business practices, and the advisory services provided by Warana Capital. Warana Capital provides investment management and related services to underlying investors through domestic and offshore private fund vehicles (each a “Fund” and collectively the “Funds”), as well as a foreign, exchange listed investment trust (together with the Funds, the “Clients”). The Firm may utilize a variety of investment strategies, including, without limitation, private equity, blended structured equity, long/short strategies, distressed and value debt securities investment strategies, relative value strategies, event- driven or opportunistic strategies and private credit and direct investing and/or lending strategies. Generally, the majority of the investments targeted for acquisition are interests of private funds or fund of funds that are gated, suspended,

otherwise not-redeemable, or represent illiquid investments or interests in special purpose vehicles that have been formed to liquidate assets (e.g., related to side pockets or interests in funds that are in the process of winding down). Typically, these positions are expected to naturally liquidate gradually over time. The Firm may also identify investments in redeemable fund interests, interests in publicly-traded funds, other liquid fund interests, portfolio investments which are not in liquidation, a wide variety of other securities and financial instruments, including structured joint ventures, private debt and equity transactions, and securitizations involving private investment fund interests. On a selected basis, Warana Capital may make direct investments. Warana Capital manages the Clients in accordance with the investment objectives outlined in each Client’s Confidential Private Placement Memorandum and/or Investment Management Agreement. Investment advice is provided directly to the Client and not tailored to individual investors. As of December 31, 2023, Warana Capital manages approximately $454,400,000 in assets, all of which are on a discretionary basis. The Firm does not manage any assets on a non-discretionary basis.

WARANA CAPITAL, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

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Brochure Summary

Overview