Overview
Firm Overview
Plexus Capital (“the Firm”) is an asset management firm providing services to private pooled
investment vehicles (each a “Private Fund”) and small business investment companies (“SBICs”).
Plexus Capital was originally founded in 2005. Plexus Capital is headquartered in Raleigh, NC. The
principal owners of Plexus Capital are Michael Painter, Michael Becker, Robert Anders, Will Anders,
Jay Jester, Alex Bean, Katie Walker, Cameron Coley, Barrett Biringer, Brad Pence, and Chris Antonello.
Plexus Capital provides discretionary portfolio management services to private pooled investment
vehicles (the “Private Fund(s)”) in accordance with the investment guidelines set forth in each
Private Fund’s offering documents. Plexus Capital is responsible for the investment decisions and
performance of the Private Funds. Plexus Capital does not tailor its investment advice to the needs
of investors in the Private Funds.
Plexus Capital’s investment advice is limited to investments in privately-held businesses that need
capital for growth. Plexus also provides other services related to strategic planning, transition, and
post-closing services to the private companies
in which the Private Funds invest. Such services
include: the development and implementation of strategic plans, the preparation and negotiation of
documentation with respect to working capital and post-closing adjustments, the development of
management and financial reporting systems, and other similar and/or related projects.
Investors are required to meet certain suitability requirements, such as being an “Accredited
Investor,” a “Qualified Client” and/or a “Qualified Purchaser” as defined under federal laws. Investors
interested in a Private Fund should refer to the offering documents for important information
regarding the investment objectives, risks, fees and additional disclosures for a complete
understanding of the terms and conditions for investing in the relevant Private Fund.
SBICs that are managed by the Company are licensed and regulated by the Small Business
Administration (SBA).
Wrap-Fee Programs
Plexus Capital does not participate in any wrap fee programs.
Assets Under Management
As of December 31, 2023, Plexus Capital had $1,692,644,750of regulatory assets under management.
All assets are managed on a discretionary basis.