9AT: TAYLOR & MORGAN ASSET MANAGEMENT, LLC D/B/A TM ADVISORS, L

Adviser Profile

As of Date	03/09/2026
Registration	SEC, Approved, 05/08/2018
Other registrations (3)	Michigan, Terminated, 05/16/2018 North Carolina, Terminated, 05/16/2018 Ohio, Terminated, 05/14/2018
ADV Location	TROY, MI, United States
Contact Info	248 xxxxxxx
Websites

AUM^*	512,510,120 57%
of that, discretionary	469,818,445 44%
Number of Employees	8 14%
of those in investment advisory functions	7 17%
Private Fund GAV^*	0
Avg Account Size	488,570 49%
% High Net Worth	13.94% 15%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BELLE HAVEN INVESTMENTS, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund18.4m	Total Private Fund GAV18.4m	AUM24.5b	#Funds2
Adviser HERITAGE FINANCIAL SOLUTIONS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM84.2m	#Funds-
Adviser THE MARSHALL FINANCIAL GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM735.6m	#Funds-
Adviser CHICAGO INVESTMENT ADVISORY COUNCIL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM230.0m	#Funds-
Adviser JOEL ADAMS AND ASSOCIATES INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM305.6m	#Funds-
Adviser MIAMI VALLEY PORTFOLIO MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM218.6m	#Funds-
Adviser PKS INVESTMENT ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM367.2m	#Funds-
Adviser LIGHTHOUSE WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM237.6m	#Funds-
Adviser INTERNATIONAL PRIVATE WEALTH ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM255.3m	#Funds-
Adviser PSI ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM800.9m	#Funds-

Brochure Summary

Overview

A. Description of the Advisory Firm B. Types of Advisory Services TMAM offers the same suite of services to all of its clients. However, specific client financial plans and their implementation are dependent upon the client Investment Policy Statement which outlines each client’s current situation (income, tax levels, and risk tolerance levels) and is used to construct a client specific plan to aid in the selection of a portfolio that matches restrictions, needs, and targets. Clients may impose restrictions in investing in certain securities or types of securities in accordance with their values or beliefs. However, if the restrictions prevent TMAM from properly servicing the client account, or if the restrictions would require TMAM to deviate from its standard suite of services, TMAM reserves the right to end the relationship. TMAM does not participate in any

wrap fee programs. TMAM has the following assets under management: Discretionary Amounts: Non-discretionary Amounts: Date Calculated: $223,147,281.00 $ 0.00 December 2022 Investment Supervisory Services Fees Total Assets Under Management Annual Fee $0 - $1,000,000 1.00% $1,000,001 and Above 0.75% These fees are negotiable and the final fee schedule is attached as Exhibit II of the Investment Advisory Contract. Fees are paid quarterly in arrears, and clients may terminate their contracts with five days’ written notice. Payment for the unbilled portion is due upon notice of termination. Because fees are charged in arrears, no refund policy is necessary. Clients may terminate their accounts without penalty C. Client Tailored Services and Client Imposed Restrictions D. Wrap Fee Programs E. Amounts Under Management

TAYLOR & MORGAN ASSET MANAGEMENT, LLC D/B/A TM ADVISORS, L

TAYLOR & MORGAN ASSET MANAGEMENT, LLC D/B/A TM ADVISORS, L

TAYLOR & MORGAN ASSET MANAGEMENT

TAYLOR & MORGAN WEALTH MANAGEMENT, LLC

TAYLOR & MORGAN QUAYLE FINANCIAL, LLC

TAYLOR & MORGAN ASSET MANAGEMENT, LLC

TM ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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TAYLOR & MORGAN ASSET MANAGEMENT, LLC D/B/A TM ADVISORS, L TAYLOR & MORGAN ASSET MANAGEMENT, LLC D/B/A TM ADVISORS, L TAYLOR & MORGAN ASSET MANAGEMENT TAYLOR & MORGAN WEALTH MANAGEMENT, LLC TAYLOR & MORGAN QUAYLE FINANCIAL, LLC TAYLOR & MORGAN ASSET MANAGEMENT, LLC TM ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

TAYLOR & MORGAN ASSET MANAGEMENT, LLC D/B/A TM ADVISORS, L

TAYLOR & MORGAN ASSET MANAGEMENT, LLC D/B/A TM ADVISORS, L

TAYLOR & MORGAN ASSET MANAGEMENT

TAYLOR & MORGAN WEALTH MANAGEMENT, LLC

TAYLOR & MORGAN QUAYLE FINANCIAL, LLC

TAYLOR & MORGAN ASSET MANAGEMENT, LLC

TM ADVISORS