9AT: MIAMI VALLEY PORTFOLIO MANAGEMENT INC

Adviser Profile

As of Date	03/17/2026
Registration	SEC, Approved, 06/07/2021
Other registrations (6)	Florida, Terminated, 05/24/2023 Ohio, Terminated, 05/24/2023 Texas, Terminated, 05/24/2023 Texas, Conditional Restricted, 10/08/2014 Florida, Approved, 07/19/2012 Ohio, Approved, 04/03/2012
ADV Location	BROOKVILLE, OH, United States
Contact Info	937 xxxxxxx
Websites

AUM^*	218,569,672 43%
of that, discretionary	215,413,742 42%
Number of Employees	5 25%
of those in investment advisory functions	4 33%
Private Fund GAV^*	0
Avg Account Size	191,560 22%
% High Net Worth	12.33% -46%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Commissions

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser JOEL ADAMS AND ASSOCIATES INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM305.6m	#Funds-
Adviser PSI ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM800.9m	#Funds-
Adviser HERITAGE FINANCIAL SOLUTIONS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM84.2m	#Funds-
Adviser LIGHTHOUSE WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM237.6m	#Funds-
Adviser TAYLOR & MORGAN ASSET MANAGEMENT, LLC D/B/A TM ADVISORS, L	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM512.5m	#Funds-
Adviser PKS INVESTMENT ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM367.2m	#Funds-
Adviser BELLE HAVEN INVESTMENTS, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund18.4m	Total Private Fund GAV18.4m	AUM24.5b	#Funds2
Adviser CHICAGO INVESTMENT ADVISORY COUNCIL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM230.0m	#Funds-
Adviser THE MARSHALL FINANCIAL GROUP LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM735.6m	#Funds-
Adviser TIER ONE WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM154.0m	#Funds-

Brochure Summary

Overview

Page 5 A. Miami Valley Portfolio Management, Inc. Miami Valley Portfolio Management, Inc. (“MVP” and/or “the firm”) is an Ohio corporation and has been a registered investment adviser since 1992. The principal owners of MVP are Kent Behnken, Scott Behnken, and Michael Moran. B. Advisory Services Offered MVP provides continuous asset management to clients on a discretionary basis, among one or more of our proprietary programs. We do not provide financial planning, estate planning or unrelated consulting services. MVP generally actively allocates a clients’ investment account among various mutual funds, exchange traded funds, stocks, bonds and/or variable annuity sub-accounts in accordance with our asset management programs. We, on a discretionary basis, will exchange and/or transfer funds owned by the client among different asset classes within the same (or different) fund families, in accordance with the investment objective of the client. We attempt to tactically allocate a client’s assets based on trends in the market. MVP may use short and leveraged strategies in some of our investment programs. We may allocate all of a client’s assets to a money market account at our discretion. MVP offers a number of investment models. A client may have more than one model used to manage their assets. We can alter our models as new information and strategies become available. These models are listed and described in Item 8 of this brochure. In addition to providing MVP with information regarding

their personal financial circumstances, investment objectives and tolerance for risk, clients are required to provide the firm with any reasonable investment restrictions that should be imposed on the management of their portfolio, and to promptly notify the firm of any changes in such restrictions or in the client's personal financial circumstances, investment objectives, goals, and tolerance for risk. MVP will remind clients of their obligation to inform the firm of any such changes or any restrictions that should be imposed on the management of the client’s account. MVP will also contact clients at least annually to determine whether there have been any changes in a client's personal financial circumstances, investment objectives and tolerance for risk. C. Client-Tailored Services and Client-Imposed Restrictions Each client’s account will be managed on the basis of the client’s financial situation and investment objectives and in accordance with any reasonable restrictions imposed by the client on the management of the account—for example, restricting the type or amount of security to be purchased in the portfolio. Page 6 D. Wrap Fee Programs MVP has legacy wrap accounts but does not offer a wrap fee program to new accounts. (Wrap fee programs offer services for one all-inclusive fee.) E. Client Assets Under Management As of December 31, 2023, MVP manages approximately $151,426,368 of client assets on a discretionary basis and $1,877,281 on a non-discretionary basis

MIAMI VALLEY PORTFOLIO MANAGEMENT INC

MIAMI VALLEY PORTFOLIO MANAGEMENT INC

BEHNKEN FINANCIAL

MVP MANAGEMENT INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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MIAMI VALLEY PORTFOLIO MANAGEMENT INC MIAMI VALLEY PORTFOLIO MANAGEMENT INC BEHNKEN FINANCIAL MVP MANAGEMENT INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

MIAMI VALLEY PORTFOLIO MANAGEMENT INC

MIAMI VALLEY PORTFOLIO MANAGEMENT INC

BEHNKEN FINANCIAL

MVP MANAGEMENT INC.