9AT: THE MARSHALL FINANCIAL GROUP LLC

Adviser Profile

As of Date	04/08/2026
Registration	SEC, Approved, 12/18/2019
Other registrations (5)	New Jersey, Terminated, 03/18/2020 Pennsylvania, Terminated, 02/14/2020 Florida, Terminated, 02/11/2020 Maryland, Terminated, 02/11/2020 Texas, Terminated, 02/11/2020
ADV Location	HUNT VALLEY, MD, United States
Contact Info	(41 xxxxxxx
Websites

AUM^*	735,572,235 24%
of that, discretionary	712,632,103 22%
Number of Employees	18 -5%
of those in investment advisory functions	10 -9%
Private Fund GAV^*	0
Avg Account Size	275,805 14%
% High Net Worth	16.29% 9%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name DEMARCO SCIACCOTTA WILKENS & DUNLEAVY, LLP	Filing Date01/22/2026	Form ADV-E View Report
Accounting Firm Name DEMARCO SCIACCOTTA WILKENS & DUNLEAVY, LLP	Filing Date10/28/2024	Form ADV-E View Report
Accounting Firm Name DEMARCO SCIACCOTTA WILKENS & DUNLEAVY, LLP	Filing Date07/24/2023	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BELLE HAVEN INVESTMENTS, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund18.4m	Total Private Fund GAV18.4m	AUM24.5b	#Funds2
Adviser CHICAGO INVESTMENT ADVISORY COUNCIL, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM230.0m	#Funds-
Adviser TAYLOR & MORGAN ASSET MANAGEMENT, LLC D/B/A TM ADVISORS, L	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM512.5m	#Funds-
Adviser HERITAGE FINANCIAL SOLUTIONS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM84.2m	#Funds-
Adviser PKS INVESTMENT ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM367.2m	#Funds-
Adviser JOEL ADAMS AND ASSOCIATES INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM305.6m	#Funds-
Adviser INTERNATIONAL PRIVATE WEALTH ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM255.3m	#Funds-
Adviser MIAMI VALLEY PORTFOLIO MANAGEMENT INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM218.6m	#Funds-
Adviser COPE CONNELLY	Hedge Fund-	Liquidity Fund-	Private Equity Fund6.5m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund12.8m	Total Private Fund GAV19.3m	AUM107.6m	#Funds5
Adviser LIGHTHOUSE WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM237.6m	#Funds-

Brochure Summary

Overview

Who we are The Marshall Financial Group LLC (referred to as “we,” “our,” “us,” “Firm” or “TMFG”), has been registered as an investment advisor since May 2008. Our principal officer and majority owner is Peter A. Marshall. Minority ownership is as follows; Sheryl Parks and Anthony Pugliese are each 10% partners. The Firm became registered as a federally registered investment adviser with the SEC on December 18, 2019. Services we offer We work with you to assess your assets and identify the level of return required to meet your objectives. We work with each client to determine their risk tolerance, financial objectives, and investment suitability. Once this is determined, we design a unique portfolio to meet your goals. Our services include:
• Budgeting & Cash Flow Analyst Education Planning
• Retirement Planning and Legacy/ Estate Planning
• Investment Analysis & Planning Fee based Asset Management We invest through mutual funds bought at NAV and also have a managed stock account which is invested in stocks and ETFs. Based on the client's situation, we structure their portfolio for accumulation goals such as college and retirement planning. Clients may impose restrictions on investing in certain securities or types of securities. We offer our clients the services of Pontera to monitor and provide management of client’s held away assets. We also provide periodic educational seminars and workshops to

clients free of charge. Written Acknowledgement of Fiduciary Status When we provide investment advice to you regarding your retirement plan account or individual retirement account, we are fiduciaries within the meaning of Title 1 of the Employee Retirement Income Act (ERISA) and the Internal Revenue Code, as applicable, which are laws governing retirement accounts. The way we make money creates some conflicts with your interests, so we operate under a special rule that requires us to act in your best interest and not put our interest ahead of yours. Under this special rule’s provisions, we must:
• Meet a professional standard of care when making investment recommendations (give prudent advice);
• Never put our financial interests ahead of yours when making recommendations (give loyal advice);
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best interest;
• Charge no more than a level fee that is reasonable for our services; and
• Give you basic information about conflicts of interest. Assets under management As of December 31, 2023, we manage advisory assets of approximately $459,607,923 on a discretionary basis in advisory assets under management (AUM) and non-discretionary assets of approximately $9,067,414. For our non- registered investment advisory (Non-RIA) business, we manage approximately $57,324,663.

THE MARSHALL FINANCIAL GROUP LLC

THE MARSHALL FINANCIAL GROUP LLC

FIDUCIARY FIRST ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Brochure Summary

Overview

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THE MARSHALL FINANCIAL GROUP LLC THE MARSHALL FINANCIAL GROUP LLC FIDUCIARY FIRST ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

THE MARSHALL FINANCIAL GROUP LLC

THE MARSHALL FINANCIAL GROUP LLC

FIDUCIARY FIRST ADVISORS