A Horst & Graben Wealth Management, LLC (“Horst & Graben” “we” “our” “Advisor” “the firm” “us”), is an Oregon limited liability company, registered as an independent investment advisory firm with the Securities and Exchange Commission. Our principal place of business is located in Portland, Oregon. The firm was founded in June 2018 by Jamieson Grabenhorst and Casey Cleveland. The principal owners are Jamieson Grabenhorst and the Casey and Molly Cleveland Revocable Living Trust. B Horst & Graben strives to help its clients develop a comprehensive, cohesive financial strategy that fits their unique needs and enables them to meet both short- and long-term objectives. Horst & Graben advisory personnel assist clients to take advantage of investment opportunities by providing them with three key tools: (1) A clear understanding of their financial goals; (2) a well­ defined roadmap for achieving those goals; and (3) ongoing advice to help adjust their roadmap when their needs change. Horst & Graben and the Client will enter into an agreement which details the scope of the relationship and responsibilities of both Horst & Graben and the Client. Horst & Graben gathers information about its clients through personal consultations and documents that are completed by the client (Client Data Sheet and Risk Tolerance Questionnaire). Advisory personnel analyze this data to determine if the client’s current needs are being met and if the client has adequately planned for future needs. Together, Horst & Graben and the client then determine the type of advisory service that best fits the client’s financial needs, goals and objectives. Horst & Graben offers both discretionary and non-discretionary asset management service, in which it designs, monitors and manages highly individualized portfolios on a continuous basis for clients with varied investment needs, goals and objectives. The Advisor tailors its services to the individual needs of its clients through an initial consultation and regular, ongoing communications with its clients. Advisory personnel first review the client’s current holdings (including analyzing the tax considerations if any assets are sold) to determine if this portfolio fits the client’s risk tolerance and financial circumstances. If not, Horst & Graben develops

and manages a target portfolio that may include one or more of the following types of securities based on the client’s risk tolerance. Horst & Graben may provide investment or non-securities advice to clients on a more limited fee-only basis. This includes financial planning, estate planning, and/or retirement planning. Horst & Graben may recommend the services of itself and/or other professionals to implement its recommendations. Typically, the Advisor will present the report to the client within 90 days of the contract date, provided that all information needed for the analysis and preparation of the report has been promptly provided by the client. Clients should be aware that a conflict of interest exists if Horst & Graben recommends its own services. The Advisor or its representatives may receive compensation for financial planning, providing investment management services, and/or the sale of insurance and other products and services. However, clients are under no obligation to act upon any of the recommendations made by the Advisor under a financial planning or consulting engagement and/or engage the services of Horst & Graben or any other recommended professional. Horst & Graben advisory representatives provide educational workshops and classes for investors and the general public. The purpose of these workshops and classes is to promote greater awareness of various financial topics, including but not limited to, retirement planning, personal budgeting, and money management, and to market Horst & Graben’s advisory services. The investment information provided as part of this service is not intended to meet the objectives or needs of each individual client. C Advice and services provided under the agreement are tailored to the stated objectives of the Client. Advisor will act in accordance with a Statement of Investment Policy (or similar document used to establish Client’s objectives and suitability), regardless of whether authority is discretionary or non-discretionary. D Horst & Graben does not participate in or sponsor any wrap-fee programs. E We currently manage approximately $587,306,786 of Client assets on a discretionary basis, and $62,615,479 on a nondiscretionary basis. These amounts were calculated as of December 31, 2023.