9AT: ST. LOUIS FINANCIAL PLANNERS INC.

Adviser Profile

As of Date	11/25/2025
Registration	SEC, Approved, 07/05/2018
Other registrations (3)	Missouri, Terminated, 12/19/2019 Texas, Terminated, 12/19/2019 Illinois, Terminated, 07/05/2018
ADV Location	CHESTERFIELD, MO, United States
Contact Info	636 xxxxxxx
Websites

AUM^*	5,689,546 8%
of that, discretionary	5,689,546 8%
Number of Employees	9 -10%
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	162,558 33%
SMA’s	Yes
Private Funds	0

Adviser Type

- Related adviser

Client Types

- Individuals (other than high net worth individuals)

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MILLER TABAK ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser ALPHAAI CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.2m	#Funds-
Adviser TIFIN GROW LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.9m	#Funds-
Adviser INNIS INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM173.3m	#Funds-
Adviser ZSENIA INVESTMENTS INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM10.9m	#Funds-
Adviser MARTIN NELSON & CO., INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM287.3m	#Funds-
Adviser MARKETOCRACY MASTERS CAPITAL MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.5m	#Funds-
Adviser ASSET MANAGEMENT STRATEGIES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM220.2m	#Funds-
Adviser THE CHARTIST	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM169.7m	#Funds-
Adviser ELEVATION ADVISORY PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM226.0m	#Funds-

Brochure Summary

Overview

St. Louis Financial Planners, Inc. (STLFP) provides discretionary, non-discretionary investment supervisory services and financial planning advice. Those services include the evaluation of each client’s financial plan including retirement planning, tax planning, estate planning, college planning, cash flow analysis, risk management including life insurance needs and disability income insurance and evaluation of all debt liabilities. The specific investment advice will include many different investment recommendations ranging from mutual funds, variable annuities, individual stocks, limited partnerships. Recommendations are given to the client in a detailed plan with step-by-step instructions in order to implement them. At times, these recommendations may include the use of sub-advisors who may or may not trade client accounts. Sub- advisor arrangements and fees are clearly indicated within the applicable sub-advisory client agreement. For certain services, STLFP charges an hourly fee of $200.00. Such fee arrangements are discussed and accepted

by the client prior to incurring any hourly charge. STLFP provides discretionary investment advice through investment strategies named in item 8. Clients are free to terminate their relationship with STLFP at any time. On occasion, STLFP will offer advice on limited partnerships interests investing in commodity pools and futures contracts. STLFP offers advice on real estate investment trusts that invest in commercial real estate consisting of high- grade office and individual buildings leased to large corporate tenants. As of September 30, 2023, we were managing $5,458,299 of client’s assets on a discretionary basis. St. Louis Financial Planners, Inc. has been in business since 1976. The individuals providing investment advice will be required to hold a Series 63, 65 or 66 plus demonstrate a level of investment expertise that meets the standards set by a committee of STLFP officers. Principal Owners and Executive Officers are: Thomas Kieffer President 33.33% Timothy D. Hunt Vice-President 33.33% Casey D. Hunt Treasurer/CCO 33.33%

ST. LOUIS FINANCIAL PLANNERS INC.

ST. LOUIS FINANCIAL PLANNERS INC.

ST LOUIS FINANCIAL PLANNERS INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ST. LOUIS FINANCIAL PLANNERS INC. ST. LOUIS FINANCIAL PLANNERS INC. ST LOUIS FINANCIAL PLANNERS INC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ST. LOUIS FINANCIAL PLANNERS INC.

ST. LOUIS FINANCIAL PLANNERS INC.

ST LOUIS FINANCIAL PLANNERS INC