9AT: MARTIN NELSON & CO., INC.

Adviser Profile

As of Date	03/03/2026
Registration	SEC, Approved, 01/11/2022
Other registrations (2)	Washington, Terminated, 02/14/2022 Oregon, Terminated, 11/24/2020
ADV Location	SEATTLE, WA, United States
Contact Info	206 xxxxxxx
Websites

AUM^*	287,344,200 38%
of that, discretionary	287,344,200 38%
Number of Employees	9 29%
of those in investment advisory functions	4 100%
Private Fund GAV^*	0
Avg Account Size	680,910 10%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ZSENIA INVESTMENTS INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM10.9m	#Funds-
Adviser TIFIN GROW LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM3.9m	#Funds-
Adviser ELEVATION ADVISORY PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM226.0m	#Funds-
Adviser INNIS INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM173.3m	#Funds-
Adviser ST. LOUIS FINANCIAL PLANNERS INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.7m	#Funds-
Adviser ORIGIN INVESTMENT ADVISORY LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM34.7m	#Funds-
Adviser ONLYFUNDS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM314.1k	#Funds-
Adviser ALPHAAI CAPITAL MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.2m	#Funds-
Adviser MILLER TABAK ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.2b	#Funds-
Adviser BEAGLE INVEST	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM26.4m	#Funds-

Brochure Summary

Overview

MARTIN NELSON & CO., INC. HISTORY AND OWNERSHIP MNCO was officially registered as a Corporation on April 4, 1954. We are a full-service broker/dealer offering stocks, bonds, mutual funds, and other commissioned products. We have been a registered investment advisor since 2013. The principal owner is Martin O. Nelson, Jr. GENERAL DESCRIPTION OF ADVISORY SERVICES We offer our investment Advisory services through MNCO for our client’s accounts held at our third-party custodians, Hilltop Securities (“HT”) and Charles Schwab (“CHAS”). MNCO is registered as an investment advisor with the Securities and Exchange Commission. Registration does not imply a certain level of skill or training. We provide the following service for our clients: Portfolio Management Services: Our firm offers discretionary and non-discretionary continuous portfolio management services where the investment advice provided is tailored to meet the needs and investment objectives of the client. If you participate in our

discretionary portfolio management services, we require you to grant our firm discretionary authority to manage your account. Discretionary authorization will allow our firm to determine the specific securities, and the amount of securities, to be purchased or sold for your account without your approval. Discretionary authority is typically granted by the client agreement you sign with our firm. SERVICES TAILORED TO CLIENTS NEEDS Our Advisor services are tailored to each individual client. Your Advisor will conduct a client profile to assess your current financial condition, evaluate your risk tolerance, establish suitable investment objectives, determine which classes of assets are most appropriate to achieve the objectives and allocate the funds into those assets. The client and Advisor will decide if the services to be provided will be discretionary or non-discretionary. CLIENT ASSETS UNDER MANAGEMENT As of March 2023, MNCO Advisors manages 172 million dollars of assets.

MARTIN NELSON & CO., INC.

MARTIN NELSON & CO., INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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MARTIN NELSON & CO., INC. MARTIN NELSON & CO., INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

MARTIN NELSON & CO., INC.

MARTIN NELSON & CO., INC.