Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 10/24/2018
Other registrations (1)
ADV Location SAN FRANCISCO, CA, United States
Contact Info 855 xxxxxxx
Websites
AUM* 1,886,887,606 65%
of that, discretionary 1,818,785,129 71%
Number of Employees 7 -13%
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 1,291,504 11%
% High Net Worth 2.33% 52%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 2B 1B 1B 779M 520M 260M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name CBIZ CPAS P.C. Filing Date09/25/2025 Form ADV-E View Report
Accounting Firm Name MARCUM LLP Filing Date08/27/2024 Form ADV-E View Report
Accounting Firm Name MARCUM LLP Filing Date11/27/2023 Form ADV-E View Report

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Brochure Summary