9AT: ANNALY CREDIT OPPORTUNITIES MANAGEMENT LLC

other names

ANNALY CREDIT OPPORTUNITIES MANAGEMENT LLC

Adviser Profile

As of Date	03/14/2025
ADV Location	NEW YORK, NY, United States
Adviser Type - Large advisory firm
Number of Employees	32 -6%
of those in investment advisory functions	22 -35%
Registration	SEC, Approved, 12/06/2018

AUM^*	2,777,581,000 68%
of that, discretionary	2,777,581,000 68%
Private Fund GAV^*	2,777,581,000 20%
Avg Account Size	1,388,790,500 68%
SMA’s	Yes
Private Funds	2
Contact Info	212 xxxxxxx

Client Types

- Pooled investment vehicles
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeSecuritized Asset Fund	Count2	GAV$2,777,581,000

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ANDALUSIAN PRIVATE CAPITAL, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund678.3m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV678.3m	AUM1.7b	#Funds9
Adviser VARSITY HEALTHCARE PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.4b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM1.8b	#Funds11
Adviser FURTHER GLOBAL CAPITAL MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.3b	AUM2.3b	#Funds4
Adviser GOLDFINCH PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.1b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.1b	AUM2.1b	#Funds5
Adviser MOUNTAIN CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.3b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM1.3b	#Funds14
Adviser OHANA ADVISORS	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.2m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2m	AUM2.6b	#Funds1
Adviser FIC PARTNERS MANAGEMENT, LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund614.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV614.0m	AUM1.8b	#Funds17
Adviser GRAYCLIFF PARTNERS LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund1.8b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund125.0m	Total Private Fund GAV1.9b	AUM2.0b	#Funds19
Adviser NMS CAPITAL SERVICES, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund2.2b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.2b	AUM1.4b	#Funds5
Adviser NEW REPUBLIC PARTNERS	Hedge Fund-	Liquidity Fund-	Private Equity Fund480.4m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund42.3m	Total Private Fund GAV522.6m	AUM2.5b	#Funds18

Brochure Summary

Overview

FIRM DESCRIPTION The Adviser was formed in Delaware in 2017 and is a registered investment adviser with the SEC under Section 203 of the Investment Advisers Act of 1940, as amended (the “Advisers Act”). The Adviser is an indirect, wholly-owned subsidiary of Annaly Capital Management, Inc. (NYSE: NLY), a publicly-traded real estate investment trust (“Annaly”). SERVICES PROVIDED The Adviser provides advisory services on a discretionary basis to its clients, which include a pooled investment vehicle and a separately managed account (each, a “Fund” and collectively, the “Funds”) focused on residential mortgage loans and residential mortgage- backed securities. The Adviser’s investment advisory services to the Funds are principally focused on aggregating residential mortgage whole loans, securitizing such whole loans, and holding a portion of the securities resulting from such securitizations. The Adviser provides advice to client accounts based on specific investment objectives and strategies. Under certain circumstances, the Adviser may agree to tailor advisory services to the

individual needs of a client. Funds may impose restrictions on investing in certain securities or certain types of securities. A description of the services provided by the Adviser to the Funds, as well as the fees, investment guidelines, and other relevant terms are set forth in the organizational documents, investment management agreements, offering materials, or other related documents (collectively, “Governing Documents”) of each client. The Adviser is not permitted to assign (within the meaning of the Advisers Act) a management agreement without consent from the applicable client. Termination of an advisory relationship is subject to the applicable Governing Documents. In some cases, a client or the Adviser could be permitted to terminate the corresponding management agreement at-will with advance written notice. Fees will be charged through the date service is terminated. As of December 31, 2023, the Adviser had approximately $2,308,160,000 in regulatory assets under management, all of which is managed on a discretionary basis.

ANNALY CREDIT OPPORTUNITIES MANAGEMENT LLC

Adviser Profile

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview