A. Description of Advisory Firm
Goldfinch Partners LP (“Goldfinch”) is an investment advisory firm organized as a limited
partnership under the laws of the State of Delaware. Through their ownership of Goldfinch
Partners GP Holdings LLC, the general partner of Goldfinch, William McNichols and Sean Collins
are the principal owners of Goldfinch. The firm was founded on July 13, 2018.
Goldfinch provides investment advisory services to private funds and may sponsor and /or advise
additional private funds or other accounts in the future. As used herein, “Funds” or “Clients”
refers to the existing private funds together with their related affiliates, any subsequently sponsored
funds formed from time to time, and any similar pooled investment vehicles sponsored or managed
by Goldfinch or its affiliates.
Please see Item 8 (Methods of Analysis, Investment Strategies, and Risk of Loss) for more
information. Investments may be effected using a broad variety of investment types and structures,
including direct or indirect private equity investments, secondary direct transactions, strategic
investments, restructurings and recapitalizations. Asset holdings typically include cash, publicly
or privately held common and preferred stock, limited Fund or limited liability company interests,
debt investments or other types of investments typical of private equity investment funds.
B.
Types of Advisory Services Offered
Goldfinch’s advisory services to the Funds primarily consists of sourcing and executing private
equity investments across a range of industries, and then providing investment advisory services
to such investee entities (referred to as portfolio companies) until disposition. Goldfinch’s offers
services to its Clients on a discretionary basis. Goldfinch, on behalf of the Funds, sources
investment opportunities, interacts with portfolio company managers, monitors portfolio
performance, analyzes financial statements and reports, performs valuations of investments,
determines possible catalysts for revaluation of assets, and determines the timing of (and other
terms and conditions relating to the) disposition of investments.
C. Services Tailored to Individual Needs of Clients
Goldfinch tailors its advisory services to the specific investment objectives and strategy of the
Clients it advises, in accordance with the investment objectives, policies, and guidelines set forth
in the Funds’ offering materials and its governing documents and agreements (referred to as
“governing documents” herein).
D. Wrap Fee Programs
Goldfinch does not participate in wrap fee programs.
E. Client Assets Under Management
As of December 31, 2023, Goldfinch has $1,982,518,649 in discretionary assets under management.