Adviser Profile

As of Date 02/17/2026
Registration SEC, Approved, 08/16/2019
ADV Location ENCINITAS, CA, United States
Contact Info 760 xxxxxxx
Websites
AUM* 282,869,837 39%
of that, discretionary 282,869,837 39%
Number of Employees 4
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 563,486 22%
% High Net Worth 27.83% 13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

283M 242M 202M 162M 121M 81M 40M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker33740F755 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$14,192,721 % Position10.00% $ Change0.00% # Change1.00%
Stck Ticker922908744 Stock NameVANGUARD INDEX FDS $ Position$13,967,728 % Position10.00% $ Change14.00% # Change11.00%
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$12,959,385 % Position9.00% $ Change-10.00% # Change-4.00%
Stck Ticker33738D879 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$11,953,491 % Position8.00% $ Change39.00% # Change43.00%
Stck Ticker025072109 Stock NameAMERICAN CENTY ETF TR $ Position$11,888,127 % Position8.00% $ Change0.00% # Change1.00%
Stck Ticker88521L306 Stock NameTHORNBURG ETF TR $ Position$10,105,509 % Position7.00% $ Change4.00% # Change1.00%
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$8,785,751 % Position6.00% $ Change-1.00% # Change3.00%
Stck Ticker87975E602 Stock NameTEMA ETF TRUST $ Position$8,094,377 % Position6.00% $ Change # Change
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$9,146,560 % Position6.00% $ Change-10.00% # Change-1.00%
Stck Ticker92189F676 Stock NameVANECK ETF TRUST $ Position$7,566,661 % Position5.00% $ Change8.00% # Change2.00%

Brochure Summary