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Adviser Profile

AUM* 397,007,100 49%
of that, discretionary 391,330,706 47%
Number of Employees 13
of those in investment advisory functions 6 20%
Private Fund GAV* 0
Avg Account Size 985,129 422%
% High Net Worth 29.21% 43%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

391M 335M 280M 224M 168M 112M 56M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Adviser CAROLINA WEALTH ADVISORS Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM313.4m #Funds-
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Adviser THE MAIN STREET GROUP Hedge Fund- Liquidity Fund- Private Equity Fund- Real Estate Fund- Securitized Asset Fund- Venture Capital Fund- Other Fund- Total Private Fund GAV- AUM515.3m #Funds-
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker316092352 Stock NameFIDELITY COVINGTON TRUST $ Position$3,362,350 % Position4.00% $ Change565.00% # Change628.00%
Stck Ticker316092352 Stock NameFIDELITY COVINGTON TRUST $ Position$2,564,841 % Position3.00% $ Change408.00% # Change455.00%
Stck Ticker46435G425 Stock NameISHARES TR $ Position$2,286,833 % Position3.00% $ Change6.00% # Change12.00%
Stck Ticker46137V233 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$1,836,153 % Position2.00% $ Change-8.00% # Change0.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$1,708,993 % Position2.00% $ Change-5.00% # Change0.00%
Stck Ticker46435G425 Stock NameISHARES TR $ Position$2,045,782 % Position2.00% $ Change-5.00% # Change0.00%
Stck Ticker064058100 Stock NameBANK NEW YORK MELLON CORP $ Position$1,345,739 % Position2.00% $ Change2.00% # Change0.00%
Stck Ticker316092352 Stock NameFIDELITY COVINGTON TRUST $ Position$1,587,713 % Position2.00% $ Change214.00% # Change244.00%
Stck Ticker316092352 Stock NameFIDELITY COVINGTON TRUST $ Position$841,816 % Position1.00% $ Change67.00% # Change82.00%
Stck Ticker316092352 Stock NameFIDELITY COVINGTON TRUST $ Position$648,052 % Position1.00% $ Change28.00% # Change40.00%

Brochure Summary