Adviser Profile

AUM* 2,948,862,004 78%
of that, discretionary 2,948,862,004 78%
Number of Employees 89 39%
of those in investment advisory functions 57 10%
Private Fund GAV* 0
Avg Account Size 264,733 13%
% High Net Worth 21.39% 164%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

3B 3B 2B 2B 1B 843M 421M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker69344A875 Stock NamePGIM ETF TR $ Position$79,918,576 % Position5.00% $ Change7.00% # Change1.00%
Stck Ticker808524797 Stock NameSCHWAB STRATEGIC TR $ Position$83,461,882 % Position5.00% $ Change4.00% # Change1.00%
Stck Ticker46654Q716 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$69,611,916 % Position4.00% $ Change3.00% # Change1.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$62,252,041 % Position4.00% $ Change10.00% # Change2.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$72,366,801 % Position4.00% $ Change9.00% # Change0.00%
Stck Ticker33739Q200 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$50,374,589 % Position3.00% $ Change3.00% # Change2.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$41,642,094 % Position2.00% $ Change23.00% # Change-1.00%
Stck Ticker46641Q670 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$40,200,919 % Position2.00% $ Change2.00% # Change1.00%
Stck Ticker72201R585 Stock NamePIMCO ETF TR $ Position$27,569,658 % Position2.00% $ Change3.00% # Change1.00%
Stck Ticker41653L305 Stock NameHARTFORD FDS EXCHANGE TRADED $ Position$28,995,051 % Position2.00% $ Change3.00% # Change1.00%

Brochure Summary