9AT: ULLAND INVESTMENT ADVISORS, LLC

Adviser Profile

As of Date	06/08/2026
Registration	SEC, Approved, 04/14/2000
ADV Location	MINNEAPOLIS, MN, United States
Contact Info	612 xxxxxxx
Websites

AUM^*	442,901,942 17%
of that, discretionary	442,901,942 17%
Number of Employees	5 -17%
of those in investment advisory functions	4 -20%
Private Fund GAV^*	0
Avg Account Size	2,099,061 173%
% High Net Worth	40.76% 391%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GPS WEALTH STRATEGIES GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser OMEGA FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM552.4m	#Funds-
Adviser NORTHSTAR FINANCIAL PLANNERS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM311.6m	#Funds-
Adviser MD FINANCIAL ADVISORS / VESTMENT FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM304.3m	#Funds-
Adviser KONDO WEALTH ADVISORS, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM365.1m	#Funds-
Adviser BERGER FINANCIAL GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.9b	#Funds-
Adviser REITZ CAPITAL ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM103.4m	#Funds-
Adviser COMPREHENSIVE WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM338.4m	#Funds-
Adviser FISHER & WIENS WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM250.3m	#Funds-
Adviser 626 FINANCIAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM379.6m	#Funds-

Brochure Summary

Overview

A. General Firm Description Ulland Investment Advisors is an investment advisory firm founded in 1997 by James E. Ulland, President. The only fee‐based services that Ulland Investment Advisors provide are investment supervisory services. Implementation of the Advisor's strategy is through broker/dealers or other third‐party custodians such as banks and trust companies which are instructed to buy or sell certain securities. The transactions are confirmed by trade confirmations and broker/dealer statements. B. Summary of Advisory Services Offered Ulland Investment Advisors does not actively engage in a business other than giving investment advice, nor does Ulland Investment Advisors sell any products or services other than investment advice to clients. The principal business of Ulland Investment Advisors or the firm’s principal executive officers does not involve something other than providing investment advice. Ulland Investment Advisors does not (1) manage investment advisory accounts not involving investment supervisory services, (2) furnish investment advice through consultations not included in either service described above, (3) issue periodicals about securities by subscription, (4) issue special reports

about securities not included in any service described above, (5) issue, not as part of any service described above, any charts, graphs, formulas, or other devices which clients may use to evaluate securities, (6) on more than an occasional basis, furnish advice to clients on matters not involving securities, (7) provide a timing service, or (8) furnish advice about securities in any manner not described above. Ulland Investment Advisors does not offer financial planning services for a fee, although we do provide this service to clients, where requested, at no fee. C. Tailored Advisory Services and Investment Restrictions Ulland Investment Advisors, LLC will provide asset management services to institutional and individual investors by matching the needs and choices of the investors with the styles offered by the Advisor. Clients have the option to impose restrictions on investing in certain securities or types of securities. D. Wrap Fee Programs Ulland Investment Advisors does not currently participate in nor enter into wrap fee programs. E. Assets Under Management As of December 31, 2023, Ulland Investment Advisors manages approximately $377.3 million in discretionary assets.

ULLAND INVESTMENT ADVISORS, LLC

ULLAND INVESTMENT ADVISORS, LLC

ULLAND INVESTEMENT ADVISORS, LLC

ULLAND INVESTMENT ADVISORS INC

ULLAND INVESTMENT ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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ULLAND INVESTMENT ADVISORS, LLC ULLAND INVESTMENT ADVISORS, LLC ULLAND INVESTEMENT ADVISORS, LLC ULLAND INVESTMENT ADVISORS INC ULLAND INVESTMENT ADVISORS

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

ULLAND INVESTMENT ADVISORS, LLC

ULLAND INVESTMENT ADVISORS, LLC

ULLAND INVESTEMENT ADVISORS, LLC

ULLAND INVESTMENT ADVISORS INC

ULLAND INVESTMENT ADVISORS