9AT: LEEWARD FINANCIAL PARTNERS, LLC

Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 12/04/2020
Other registrations (1)	Washington, Terminated, 01/07/2021
Contact Info	(20 xxxxxxx
Websites

AUM^*	401,470,428 24%
of that, discretionary	401,470,428 24%
Number of Employees	3
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	661,401 15%
% High Net Worth	77.59% 30%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP	Filing Date09/11/2025	Form ADV-E View Report
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP	Filing Date01/16/2025	Form ADV-E View Report
Accounting Firm Name ASHLAND PARTNERS & COMPANY LLP	Filing Date07/17/2023	Form ADV-E View Report

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser GOEPPER BURKHARDT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM380.3m	#Funds-
Adviser COMPAK ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.5b	#Funds-
Adviser CASCADE WEALTH ADVISORS, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM228.1m	#Funds-
Adviser FORTUNE WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM396.3m	#Funds-
Adviser SAGENT WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM100.4m	#Funds-
Adviser SHORE MORGAN YOUNG WEALTH STRATEGIES	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM615.0m	#Funds-
Adviser WHIPPLEWOOD ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM324.5m	#Funds-
Adviser SFM, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM403.2m	#Funds-
Adviser ENRICH FINANCIAL PARTNERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM556.8m	#Funds-
Adviser TAM FINANCIAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM171.3m	#Funds-

Brochure Summary

Overview

Description of Advisory Business Leeward Financial Partners, LLC (“Leeward”) is a Washington limited liability company formed in 2017 that is owned and managed by Michael D. Emery and James M. Ridgeway. Jim is the Chief Executive Officer and Chief Compliance Officer of Leeward, and Mike is the President and Chief Investment Officer. Description of Advisory Services Leeward is an investment adviser that exists to bring an institutional perspective and investment expertise to the high net worth and ultra-high net worth community, as well as selected foundations, endowments and corporate assets. Leeward offers bespoke portfolio management to its clients, with a focus on risk management, cost control, and transparency. Leeward provides investment management, financial planning, and consulting services to clients on a separately managed account basis. Typically, Leeward will initiate a relationship with a client by undertaking to identify the goals, investment objectives, risk comfort level, net worth and income outlook, time horizon, liquidity needs, tax, estate planning, legal considerations and other preferences or needs that Leeward deems relevant to managing a client’s account. Leeward will enter into an investment advisory agreement that specifies the services to be provided and fee to be assessed. Leeward normally provides its services on a discretionary basis, meaning that Leeward is given the legal authority to execute

trades in the client’s account on behalf of the client. Leeward tailors its advisory services to clients’ individual needs. Clients are encouraged to inform Leeward, pro-actively, of changes in their situation that may be relevant to Leeward’s management of their accounts, although Leeward consults with clients periodically to discuss any changes they might have to their investment profile or situation. Leeward generally allocates clients’ assets among exchange-traded funds (“ETFs”) and stocks, but may choose mutual funds, bonds, or other securities and instruments from time to time, in accordance with the client’s stated investment objectives and needs. Leeward also may provide advice regarding other investments held in clients' portfolios and may invest in other types of investments depending on Leeward’s assessment of the client’s needs. Although Leeward prefers to manage client accounts without client-imposed investment restrictions or limitations on discretionary authority and does not currently manage any accounts with these limitations, Leeward would consider entering into such relationships on a case-by-case basis, based on client request. Leeward does not currently participate in any wrap programs. As of February 29, 2024, Leeward has discretionary regulatory assets under management of approximately $270 million. Please see Item 8 below for information about our methods of analysis and investment strategy.

LEEWARD FINANCIAL PARTNERS, LLC

LEEWARD FINANCIAL PARTNERS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

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Brochure Summary

Overview

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LEEWARD FINANCIAL PARTNERS, LLC LEEWARD FINANCIAL PARTNERS, LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Similar advisers

Brochure Summary

Overview

LEEWARD FINANCIAL PARTNERS, LLC

LEEWARD FINANCIAL PARTNERS, LLC