Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 08/13/2003
ADV Location GREENVILLE, SC, United States
Contact Info 864 xxxxxxx
Websites
AUM* 380,275,598 34%
of that, discretionary 380,069,997 35%
Number of Employees 5 25%
of those in investment advisory functions 3 50%
Private Fund GAV* 0
Avg Account Size 461,500 -2%
% High Net Worth 57.55% 51%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

380M 326M 271M 217M 163M 109M 54M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$40,783,844 % Position14.00% $ Change-9.00% # Change2.00%
Stck Ticker808524102 Stock NameSCHWAB STRATEGIC TR $ Position$28,564,151 % Position10.00% $ Change-5.00% # Change-1.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$24,914,860 % Position8.00% $ Change-2.00% # Change1.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$16,850,205 % Position6.00% $ Change4.00% # Change9.00%
Stck Ticker46138J577 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$12,387,259 % Position4.00% $ Change5.00% # Change6.00%
Stck Ticker46138J783 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$12,577,211 % Position4.00% $ Change10.00% # Change11.00%
Stck Ticker46138J643 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$12,673,779 % Position4.00% $ Change6.00% # Change7.00%
Stck Ticker46138J791 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$11,969,097 % Position4.00% $ Change10.00% # Change11.00%
Stck Ticker808524409 Stock NameSCHWAB STRATEGIC TR $ Position$12,869,445 % Position4.00% $ Change2.00% # Change-1.00%
Stck Ticker46138J460 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$10,326,034 % Position3.00% $ Change5.00% # Change6.00%

Brochure Summary