| As of Date | 03/23/2026 |
| Registration | SEC, Approved, 08/13/2003 |
| ADV Location | GREENVILLE, SC, United States |
| Contact Info | 864 xxxxxxx |
| Websites |
| AUM* | 380,275,598 34% |
| of that, discretionary | 380,069,997 35% |
| Number of Employees | 5 25% |
| of those in investment advisory functions | 3 50% |
| Private Fund GAV* | 0 |
| Avg Account Size | 461,500 -2% |
| % High Net Worth | 57.55% 51% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Financial planning services
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser LEEWARD FINANCIAL PARTNERS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM401.5m | #Funds- | |
| Adviser CASCADE WEALTH ADVISORS, INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM228.1m | #Funds- | |
| Adviser FORTUNE WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM396.3m | #Funds- | |
| Adviser SFM, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM403.2m | #Funds- | |
| Adviser WHIPPLEWOOD ADVISORS, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM324.5m | #Funds- | |
| Adviser COMPAK ASSET MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.5b | #Funds- | |
| Adviser SAGENT WEALTH MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM100.4m | #Funds- | |
| Adviser SHORE MORGAN YOUNG WEALTH STRATEGIES | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM615.0m | #Funds- | |
| Adviser ENRICH FINANCIAL PARTNERS LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM556.8m | #Funds- | |
| Adviser BREAKWATER INVESTMENT MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM302.7m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker808524300 | Stock NameSCHWAB STRATEGIC TR | $ Position$40,783,844 | % Position14.00% | $ Change-9.00% | # Change2.00% |
| Stck Ticker808524102 | Stock NameSCHWAB STRATEGIC TR | $ Position$28,564,151 | % Position10.00% | $ Change-5.00% | # Change-1.00% |
| Stck Ticker921908844 | Stock NameVANGUARD SPECIALIZED FUNDS | $ Position$24,914,860 | % Position8.00% | $ Change-2.00% | # Change1.00% |
| Stck Ticker464287200 | Stock NameISHARES TR | $ Position$16,850,205 | % Position6.00% | $ Change4.00% | # Change9.00% |
| Stck Ticker46138J577 | Stock NameINVESCO EXCH TRD SLF IDX FD | $ Position$12,387,259 | % Position4.00% | $ Change5.00% | # Change6.00% |
| Stck Ticker46138J783 | Stock NameINVESCO EXCH TRD SLF IDX FD | $ Position$12,577,211 | % Position4.00% | $ Change10.00% | # Change11.00% |
| Stck Ticker46138J643 | Stock NameINVESCO EXCH TRD SLF IDX FD | $ Position$12,673,779 | % Position4.00% | $ Change6.00% | # Change7.00% |
| Stck Ticker46138J791 | Stock NameINVESCO EXCH TRD SLF IDX FD | $ Position$11,969,097 | % Position4.00% | $ Change10.00% | # Change11.00% |
| Stck Ticker808524409 | Stock NameSCHWAB STRATEGIC TR | $ Position$12,869,445 | % Position4.00% | $ Change2.00% | # Change-1.00% |
| Stck Ticker46138J460 | Stock NameINVESCO EXCH TRD SLF IDX FD | $ Position$10,326,034 | % Position3.00% | $ Change5.00% | # Change6.00% |