Ownership D’Arcy Capital Management LLC (“Advisor” or “we”) is as an investment advisor registered with the U.S. Securities and Exchange Commission. We are a limited liability company formed under the laws of the State of California in 2011.
• Christopher Brett D’Arcy is the Chief Compliance Officer (CCO) and Owner of D’Arcy Capital Management. Christopher Brett D’Arcy owns 80.00% of D’Arcy Capital Management.
• Krysta Noelle Cordill (aka Krysta Noelle Kelly) is an additional Owner of D’Arcy Capital Management. Krysta Noelle Cordill owns 20.00% of D’Arcy Capital Management. General Description of Primary Advisory Services We offer personalized investment advisory services including comprehensive financial plans and asset management. The following are brief descriptions of our primary services. A detailed description is provided in Item 5, Fees and Compensation, so that clients and prospective clients (“client” or “you”) can review the services and description of fees more thoroughly. Financial Planning Services Financial planning can be described as helping individuals determine and set their long-term financial goals through investments, tax planning, asset allocation, risk management, retirement planning and other areas. The role of a financial planner is to find ways to help clients understand their overall financial situation and help them set financial objectives. We provide advisory services in the form of full and modular (segmented) financial plans. These services do not involve actively managing client accounts. Instead, comprehensive planning focuses on a client’s overall financial situation. Modular planning services focus on specific areas of client concern. Asset Management Services We offer investment management services providing clients with continuous

and on-going supervision over their accounts. This means that we continuously monitor a client’s account and make trades in that account when necessary. Specialization We specialize in a “core and satellite” approach to asset allocation that uses a combination of “active” and “passive” investments for fully diversified portfolios. Additionally, we have extensive experience in bond management, large cap value equity management and dividend paying equity securities. This expertise is generally included within the overall service provided to our clients. Our managing member, Christopher D’Arcy, has over ten years of experience managing bond portfolios, large cap value portfolios, and equity income portfolios. This expertise is used in developing non-diversified portfolios as described within this Disclosure Brochure. It is also an important element in the income strategies that are developed for our clients. Limits Advice to Certain Types of Investments. We focus our investment advice on the following types of investments:
• Exchange-listed securities
• Securities traded over-the-counter
• Exchange traded funds
• Certificates of deposit
• United States government securities
• Mutual funds
• Corporate bonds
• Municipal bonds
• U.S. Agency bonds
• Selective alternative investments Although our advice is generally limited to the investment products previously listed, we reserve the right to offer advice on any product that may be suitable for each client’s specific circumstances, needs, goals and objectives. Tailor Advisor Services to Individual Needs of Clients Our services are always provided based on your specific needs. You are given the ability to impose restrictions on your accounts, including specific investment selections and sectors. However, we will not enter into an investment advisor relationship with a client whose investment objectives may be considered incompatible with our investment philosophy or strategies or where the prospective client seeks to impose unduly restrictive investment guidelines. Wrap-Fee Program versus Portfolio Management Program In traditional management programs, advisory services are provided for a fee but transaction services are billed separately on a per-transaction basis. In wrap-fee programs, advisory services and transaction services are provided for one fee. We do not act as a portfolio manager of or sponsor wrap fee programs. Client Assets Managed by Advisor The amount of client’s assets managed by us totaled $139,589,433as of December 31, 2022, all managed on a discretionary basis.