| As of Date | 12/18/2025 |
| Registration | SEC, Approved, 01/30/2006 |
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| ADV Location | SEATTLE, WA, United States |
| Contact Info | 206 xxxxxxx |
| Websites |
| AUM* | 501,201,045 34% |
| of that, discretionary | 501,201,045 34% |
| Number of Employees | 5 25% |
| of those in investment advisory functions | 3 50% |
| Private Fund GAV* | 0 |
| Avg Account Size | 17,282,795 58% |
| % High Net Worth | 75.86% 6% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
- Portfolio management for individuals and/or small businesses
- A percentage of assets under your management
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser CARDINAL CAPITAL MANAGEMENT INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.0b | #Funds- | |
| Adviser BROADWATER CAPITAL MANAGEMENT LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM161.0m | #Funds- | |
| Adviser RODGERS BROTHERS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.0b | #Funds- | |
| Adviser DEFINED WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM254.0m | #Funds- | |
| Adviser GROESBECK INVESTMENT MANAGEMENT CORP | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM54.7m | #Funds- | |
| Adviser ECONOLOGICS FINANCIAL ADVISORS | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM183.2m | #Funds- | |
| Adviser INVESTMENT PARTNERS ASSET MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM333.4m | #Funds- | |
| Adviser DEFINE FINANCIAL, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM314.6m | #Funds- | |
| Adviser MCINTYRE, FREEDMAN & FLYNN INVESTMENT ADVISERS, INC. | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM172.0m | #Funds- | |
| Adviser D'ARCY CAPITAL MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM225.6m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker46641Q670 | Stock NameJ P MORGAN EXCHANGE TRADED F | $ Position$72,746,557 | % Position21.00% | $ Change87.00% | # Change89.00% |
| Stck Ticker693718108 | Stock NamePACCAR INC | $ Position$33,337,805 | % Position9.00% | $ Change-22.00% | # Change-26.00% |
| Stck Ticker65487K100 | Stock NameNLIGHT INC | $ Position$12,376,248 | % Position4.00% | $ Change-15.00% | # Change-44.00% |
| Stck Ticker92686J106 | Stock NameVIKING THERAPEUTICS INC | $ Position$12,539,810 | % Position4.00% | $ Change-8.00% | # Change-1.00% |
| Stck Ticker576323109 | Stock NameMASTEC INC | $ Position$13,423,315 | % Position4.00% | $ Change48.00% | # Change0.00% |
| Stck Ticker595112103 | Stock NameMICRON TECHNOLOGY INC | $ Position$11,082,166 | % Position3.00% | $ Change18.00% | # Change0.00% |
| Stck Ticker267475101 | Stock NameDYCOM INDS INC | $ Position$11,306,762 | % Position3.00% | $ Change0.00% | # Change0.00% |
| Stck Ticker36828A101 | Stock NameGE VERNOVA INC | $ Position$9,036,261 | % Position3.00% | $ Change1.00% | # Change-24.00% |
| Stck Ticker92189F106 | Stock NameVANECK ETF TRUST | $ Position$9,388,622 | % Position3.00% | $ Change7.00% | # Change0.00% |
| Stck Ticker78462F103 | Stock NameSTATE STR SPDR S&P 500 ETF T | $ Position$8,829,016 | % Position2.00% | $ Change-5.00% | # Change0.00% |