Adviser Profile

As of Date 02/16/2026
Registration SEC, Approved, 01/30/1992
ADV Location RALEIGH, NC, United States
Contact Info 919 xxxxxxx
Websites
AUM* 1,025,998,835 27%
of that, discretionary 990,197,379 26%
Number of Employees 4 -33%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 684,912 20%
% High Net Worth 49.51% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

990M 849M 707M 566M 424M 283M 141M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker478160104 Stock NameJOHNSON & JOHNSON $ Position$28,448,118 % Position4.00% $ Change17.00% # Change-1.00%
Stck Ticker532457108 Stock NameELI LILLY & CO $ Position$24,642,819 % Position3.00% $ Change-16.00% # Change-2.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$19,579,443 % Position3.00% $ Change41.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$22,083,261 % Position3.00% $ Change-7.00% # Change0.00%
Stck Ticker22160K105 Stock NameCOSTCO WHOLESALE CORPORATION $ Position$20,672,934 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker244199105 Stock NameDEERE & CO $ Position$15,746,899 % Position2.00% $ Change20.00% # Change0.00%
Stck Ticker17275R102 Stock NameCISCO SYS INC $ Position$12,234,004 % Position2.00% $ Change1.00% # Change0.00%
Stck Ticker20825C104 Stock NameCONOCOPHILLIPS $ Position$12,129,612 % Position2.00% $ Change42.00% # Change1.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$18,465,953 % Position2.00% $ Change-10.00% # Change-2.00%
Stck Ticker064058100 Stock NameBANK NEW YORK MELLON CORP $ Position$16,236,058 % Position2.00% $ Change1.00% # Change-2.00%

Brochure Summary