9AT: BLUE CAPITAL

Adviser Profile

As of Date	03/19/2026
Registration	SEC, Approved, 05/28/2021
Other registrations (5)	Nevada, Terminated, 07/14/2021 California, Terminated, 07/02/2021 Iowa, Terminated, 06/10/2021 Nebraska, Terminated, 06/02/2021 Texas, Terminated, 06/02/2021
ADV Location	OMAHA, NE, United States
Contact Info	(40 xxxxxxx
Websites

AUM^*	200,818,353 7%
of that, discretionary	200,818,353 7%
Number of Employees	7
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	171,640 9%
% High Net Worth	11.74% -21%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser INDEPENDENT ADVISOR ALLIANCE, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM17.2b	#Funds-
Adviser PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM162.8m	#Funds-
Adviser MD FINANCIAL ADVISORS / VESTMENT FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM304.3m	#Funds-
Adviser ATLAS PRIVATE WEALTH MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.3b	#Funds-
Adviser SCHAEFFER FINANCIAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM257.7m	#Funds-
Adviser FINANCIAL SECURITY MANAGEMENT, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM611.5m	#Funds-
Adviser COMPREHENSIVE WEALTH MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM338.4m	#Funds-
Adviser KONDO WEALTH ADVISORS, INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM365.1m	#Funds-
Adviser DAKOTA WEALTH, LLC	Hedge Fund465.0k	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV465.0k	AUM6.9b	#Funds2
Adviser DYNAMIC WEALTH STRATEGIES, LLC	Hedge Fund6.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.0m	AUM190.7m	#Funds1

Brochure Summary

Overview

Blue Capital, Inc. (hereinafter called “BCI”) is a Registered Investment Adviser based in Omaha, Nebraska, and incorporated under the laws of the State of Nebraska. BCI is owned by Jay Molina and Mike Herek. BCI is registered with the SEC and subject to the rules and regulations of the US Advisers Act.. Founded in September 2019, BCI provides investment advisory services, which may include, but are not limited to, the review of client investment objectives and goals, recommending asset allocation strategies of managed assets among investment products such as cash, stocks, mutual funds and bonds, annuities, and/or preparing written investment strategies. Our investment advice is tailored to meet our clients’ needs and investment objectives. Clients may impose restrictions on investing in certain securities or types of securities (such as a product type, specific companies, specific sectors, etc.) by providing a signed and dated written notification, of which an e-mail is also an acceptable form of notification. BCI also provides financial planning consulting services including, but not limited to, risk assessment/management, investment planning, estate planning, financial organization, or financial decision making/negotiation. BCI provides investment advisory and other financial services through its Investment Advisory Representatives ("IAR") to accounts

opened with BCI. Managed Accounts are available to individuals. BCI provides discretionary and non-discretionary investment advisory services to some of its clients through various managed account programs. BCI will assist clients in determining the suitability of the Managed Account Programs for the client. The IAR is compensated through a comprehensive single fee and the account may be assessed other charges associated with conducting a brokerage business. BCI and its IAR, as appropriate, will be responsible for the following:
• Performing due diligence
• Recommending strategic asset and style allocations
• Providing research on investment product options, as needed
• Providing client risk profile questionnaire
• Obtaining investment advisory contract from client with required financial, risk tolerance, suitability and investment vehicle selection information for each new account
• Performing client suitability check on account documentation, review the investment objectives and evaluate the investment vehicle selections
• Providing Firm Brochure (this document) BCI does not participate in a wrap fee program. Assets Under Management The firm currently manages $ 188,294,816.00 discretionary client assets and $ 0.00 non- discretionary client assets as of December 31, 2023. Form ADV, Part 2A, Item 5

BLUE CAPITAL

BLUE CAPITAL

BERSTLER GROUP

BLUE CAPITAL, INC.

BK FINANCIAL SERVICES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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BLUE CAPITAL BLUE CAPITAL BERSTLER GROUP BLUE CAPITAL, INC. BK FINANCIAL SERVICES

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

BLUE CAPITAL

BLUE CAPITAL

BERSTLER GROUP

BLUE CAPITAL, INC.

BK FINANCIAL SERVICES