Adviser Profile

As of Date 07/14/2026
Registration SEC, Approved, 01/03/2005
ADV Location ROCKVILLE, MD, United States
Contact Info 301 xxxxxxx
Websites
AUM* 257,695,379 29%
of that, discretionary 257,695,379 29%
Number of Employees 7
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 1,043,301 117%
% High Net Worth 30.77% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

258M 221M 184M 147M 110M 74M 37M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464288646 Stock NameISHARES TR $ Position$34,130,973 % Position29.00% $ Change6.00% # Change6.00%
Stck Ticker808524102 Stock NameSCHWAB STRATEGIC TR $ Position$22,649,659 % Position19.00% $ Change-2.00% # Change2.00%
Stck Ticker78463X475 Stock NameSPDR INDEX SHS FDS $ Position$19,020,262 % Position16.00% $ Change-2.00% # Change0.00%
Stck Ticker808524797 Stock NameSCHWAB STRATEGIC TR $ Position$14,142,660 % Position12.00% $ Change15.00% # Change3.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$12,587,906 % Position11.00% $ Change-10.00% # Change1.00%
Stck Ticker808524508 Stock NameSCHWAB STRATEGIC TR $ Position$4,140,238 % Position3.00% $ Change5.00% # Change2.00%
Stck Ticker46138E354 Stock NameINVESCO EXCH TRADED FD TR II $ Position$2,666,942 % Position2.00% $ Change3.00% # Change0.00%
Stck Ticker808524409 Stock NameSCHWAB STRATEGIC TR $ Position$1,862,517 % Position2.00% $ Change10.00% # Change7.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$867,840 % Position1.00% $ Change-23.00% # Change0.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$1,081,757 % Position1.00% $ Change # Change

Brochure Summary