| As of Date | 07/14/2026 |
| Registration | SEC, Approved, 01/03/2005 |
| ADV Location | ROCKVILLE, MD, United States |
| Contact Info | 301 xxxxxxx |
| Websites |
| AUM* | 257,695,379 29% |
| of that, discretionary | 257,695,379 29% |
| Number of Employees | 7 |
| of those in investment advisory functions | 4 |
| Private Fund GAV* | 0 |
| Avg Account Size | 1,043,301 117% |
| % High Net Worth | 30.77% 7% |
| SMA’s | Yes |
| Private Funds | 0 |
- Individuals (other than high net worth individuals)
- High net worth individuals
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
No private funds
| Adviser | Hedge Fund | Liquidity Fund | Private Equity Fund | Real Estate Fund | Securitized Asset Fund | Venture Capital Fund | Other Fund | Total Private Fund GAV | AUM | #Funds | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Adviser PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM162.8m | #Funds- | |
| Adviser FINANCIAL SECURITY MANAGEMENT, INC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM611.5m | #Funds- | |
| Adviser BLUE CAPITAL | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM200.8m | #Funds- | |
| Adviser ATLAS PRIVATE WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM1.3b | #Funds- | |
| Adviser JHP WEALTH MANAGEMENT, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM223.8m | #Funds- | |
| Adviser INDEPENDENT ADVISOR ALLIANCE, LLC | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM17.2b | #Funds- | |
| Adviser DAKOTA WEALTH, LLC | Hedge Fund465.0k | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV465.0k | AUM6.9b | #Funds2 | |
| Adviser DYNAMIC WEALTH STRATEGIES, LLC | Hedge Fund6.0m | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV6.0m | AUM190.7m | #Funds1 | |
| Adviser CLAY NORTHAM WEALTH MANAGEMENT | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM354.9m | #Funds- | |
| Adviser MD FINANCIAL ADVISORS / VESTMENT FINANCIAL | Hedge Fund- | Liquidity Fund- | Private Equity Fund- | Real Estate Fund- | Securitized Asset Fund- | Venture Capital Fund- | Other Fund- | Total Private Fund GAV- | AUM304.3m | #Funds- |
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker464288646 | Stock NameISHARES TR | $ Position$34,130,973 | % Position29.00% | $ Change6.00% | # Change6.00% |
| Stck Ticker808524102 | Stock NameSCHWAB STRATEGIC TR | $ Position$22,649,659 | % Position19.00% | $ Change-2.00% | # Change2.00% |
| Stck Ticker78463X475 | Stock NameSPDR INDEX SHS FDS | $ Position$19,020,262 | % Position16.00% | $ Change-2.00% | # Change0.00% |
| Stck Ticker808524797 | Stock NameSCHWAB STRATEGIC TR | $ Position$14,142,660 | % Position12.00% | $ Change15.00% | # Change3.00% |
| Stck Ticker808524300 | Stock NameSCHWAB STRATEGIC TR | $ Position$12,587,906 | % Position11.00% | $ Change-10.00% | # Change1.00% |
| Stck Ticker808524508 | Stock NameSCHWAB STRATEGIC TR | $ Position$4,140,238 | % Position3.00% | $ Change5.00% | # Change2.00% |
| Stck Ticker46138E354 | Stock NameINVESCO EXCH TRADED FD TR II | $ Position$2,666,942 | % Position2.00% | $ Change3.00% | # Change0.00% |
| Stck Ticker808524409 | Stock NameSCHWAB STRATEGIC TR | $ Position$1,862,517 | % Position2.00% | $ Change10.00% | # Change7.00% |
| Stck Ticker594918104 | Stock NameMICROSOFT CORP | $ Position$867,840 | % Position1.00% | $ Change-23.00% | # Change0.00% |
| Stck Ticker30231G102 | Stock NameEXXON MOBIL CORP | $ Position$1,081,757 | % Position1.00% | $ Change | # Change |