Sustainable Leaders was established in 2021 as a limited liability company under the laws of the state of Delaware to provide investment management services and is registered with the SEC as an investment advisor. Sustainable Leaders is an employee-owned and managed firm. It is beneficially owned by John Linnehan and Gregory LeBlanc. Sustainable Leaders’ provides investment advisory services to exchange traded funds and other pooled investment vehicles based on the investment objectives and restrictions as set forth in each prospectus or each pooled investment vehicle’s offering document. The Adviser will be paid a fee at a certain annual rate of assets under management within the ranges described below under “Fees and Compensation,” and may also charge a performance-based fee. Sustainable Leaders provides discretionary and non-discretionary portfolio management services to institutional and individual clients. Under a discretionary arrangement, subject to the investment objectives, guidelines and limitations of the account, Sustainable Leaders is granted full power by the client to supervise and direct all of the investment of assets in the client’s account, select broker-dealers to execute securities transactions and to place securities transactions in the client’s account without prior consultation with the client. Under a non- discretionary arrangement, Sustainable Leaders offers buy/sell/hold recommendations and the client or the client’s financial advisor is responsible for making the decision to implement the recommendations and to select the broker-dealer to execute the transaction. Non-discretionary clients include participants in certain model account and wrap fee programs and clients who have retained trading authority over the account. Sustainable Leaders has registered to provide investment advisory services to exchanged traded funds on the investment objectives and restrictions as set forth in the prospectus or each pooled investment vehicles offering documents. The Adviser will be paid a fee at a certain annual rate of assets under management witin the ranges described below under “Fees and Compensation” See Item 7. Types of Clients below for additional information. Sustainable Leaders currently offers the following investment strategies: The SL Transition Infrastructure and Innovation seeks to provide long-term capital appreciation by investing globally, across capitalization within the clean energy and green technology sectors in a concentrated portfolio of companies that exhibit consistent growth with attractive risk/return profiles and favorable ESG characteristics. Emphasis is on investments that offer above-average growth prospects at reasonable relative valuations. The strategy is concentrated and may invest up to 20% of total assets in Emerging Markets. The Strategy seeks to deliver returns in excess of the Ishares Clean Energy index (ICLN) . Renewable Energy Infrastructure Private Closed-end

Fund seeks to make investments in renewable energy investments such as micro grids, ground mounted solar, roof mounted solar projects and that may include battery storage and or EV charging. By including ESG criteria in the screening as well as fundamental evaluation of securities considered for all Sustainable Leaders portfolios, all Sustainable Leaders’s Strategies are consistent with the principles and criteria associated with socially responsible investing, also known as environmental, social and governance ("ESG") investing. See Item 8. Methods of Analysis, Investment Strategies and Risk of Loss below for additional information. Sustainable Leaders also provides discretionary and non-discretionary portfolio management services for model-based programs and wrap programs as more fully described below. Model-Based Programs Sustainable Leaders offers institutional model-based programs in which we provide the program sponsor or overlay manager a strategy through model portfolios and may be responsible for certain trading and other functions. In many instances, the model-based program sponsor or overlay manager generally exercises investment discretion and often brokerage discretion. Sustainable Leaders is not responsible for overseeing the client relationship, the model- based program sponsor or overlay manager is. Exchange Traded Fund (ETF) Sustainable Leaders has filed for an investment manager for an ETF for the Transition Infrastructure and Innovation strategy. We provide model portfolio to the sub-advisor who provides advisory services for the ETF. Wrap-Fee Programs Sustainable Leaders does not sponsor wrap fee programs. Rather, Sustainable Leaders provides portfolio management services as sub-adviser to a wrap fee program sponsored by financial intermediaries such as broker-dealers or other financial services companies. Clients participating in a wrap fee program are generally assisted by the sponsor in selecting a particular strategy for their account (or a portion thereof). Wrap fee accounts in a particular strategy may be managed differently than non-wrap fee accounts. Sustainable Leaders is compensated by the sponsor of the wrap fee program. In general, wrap fee clients will have both an agreement with the plan sponsor and an advisory agreement with Sustainable Leaders which will outline Sustainable Leaders’s investment management fee. Directed Brokerage. In a typical wrap fee program, all brokerage transactions are directed to the broker-dealer administering the program. Also, clients may instruct Sustainable Leaders to place all brokerage transactions in the account with a particular broker-dealer. See Item 12. Brokerage Practices below for additional information. Sustainable Leaders commenced operations on January 6, 2022. As of December 31, 2023, Sustainable Leaders had $79 million in regulatory assets under management.