Presidio Capital Management, LLC ADV Part 2A – Firm Brochure Page 5
Our firm will periodically review third-party money managers’ reports provided to the client at least
annually. Our firm will contact clients from time to time to review their financial situation and
objectives; communicate information to third-party money managers as warranted; and assist the
client in understanding and evaluating the services provided by the third-party money manager(s).
Clients will be expected to notify our firm of any changes in their financial situation, investment
objectives, or account restrictions that could affect their financial standing.
Presidio CM Custom Portfolios:
Our firm provides certain clients with a customized multi manager portfolio solution designed to
meet the specific needs of clients. Strategies in the Program are managed and may be implemented
through Turn-Key Asset Management Platforms (TAMPs). Our firm’s advisers that utilize the
unrelated third-party asset managers match the available strategies to your personal financial
situation. Client restrictions on investing may preclude your adviser from choosing any of the
Program models for their clients’ portfolios. Third Party Asset Managers working on our firm’s
Custom Portfolio Platform are referred to as “Sleeve Managers” as the strategy itself is deployed
inside the clients existing brokerage account in a segregated sleeve. This approach limits the need for
the client to set up multiple brokerage accounts.
Turnkey Asset Management Programs (TAMP):
A TAMP facilitates investment selection and management, allowing our firm to delegate back-office
functions such as investment research, manager due diligence, portfolio construction, rebalancing,
trading, reconciliation, performance reporting, tax optimization and statement preparation in order
to focus more on clients, planning needs, client strategy, and servicing existing accounts. Many TAMP
provider firms provide these capabilities on a customized managed account platform, permitting our
firm to access investment managers and strategies in a client’s existing account, rather than creating
additional accounts and paperwork and processes. From time to time our firm may recommend the
services of a TAMP to facilitate these services.
Our firm has engaged Axxcess Wealth Management, and the Axxcess Platform to provide TAMP
services to our firm. Axxcess serves as a sub-advisor to the program to provide administrative,
trading, allocation, and reporting services to our firm and their clients. Third Party Asset Managers
working on our firm’s Custom Portfolio Platform are referred to as“Sleeve Managers” as the strategy
itself is deployed inside the clients existing brokerage account in a segregated sleeve. This approach
limits the need for the client to set up multiple brokerage accounts. Axxcess serves in this capacity
under agreement with our firm and can be terminated at any time.
For more information about Axxcess Wealth Management, and its services, please refer
to the Axxcess Wealth Management form ADV Part 2A:
https://adviserinfo.sec.gov/firm/summary/164081
Use of Pontera Platform:
Presidio Capital uses the Pontera platform made available by Pontera Solutions, Inc. (“Pontera”), a
third-party online platform, to assist with management of clients’ “held away” accounts, including
401(k)s, 403(b)s, annuities, and 529 education savings plans, and as an order management system
for such accounts where Presidio Capital implements tax-efficient asset location and opportunistic
rebalancing strategies on behalf of the client. The specific fee schedule charged by Presidio Capital
for account management of held away assets is established in the client’s written agreement with
Presidio Capital Management LLC. To facilitate use of the Pontera platform, the client securely logs
into the Pontera site and entitles Presidio Capital Management to manage the assets. Pontera
Presidio Capital Management, LLC ADV Part 2A – Firm Brochure Page 6
charges Presidio Capital Management 0.25 % for each managed account. Clients do not pay any
additional fee to Pontera or to Presidio Capital in connection with platform participation. Presidio
Capital is not affiliated with the Pontera platform in any way and receives no compensation from
them for using their platform.
Financial Planning & Consulting:
Our firm provides a variety of standalone financial planning and consulting services to clients for the
management of financial resources based upon an analysis of current situation, goals, and objectives.
Financial planning services will typically involve preparing a financial plan or rendering a financial
consultation for clients based on the client’s financial goals and objectives. This planning or
consulting may encompass Investment Planning, Retirement Planning, Estate Planning, Charitable
Planning, Education Planning, Corporate and Personal Tax Planning, Cost Segregation Study,
Corporate Structure, Real Estate Analysis, Mortgage/Debt Analysis, Insurance Analysis, Lines of
Credit Evaluation, or Business and Personal Financial Planning.
Written financial plans or financial consultations rendered to clients usually include general
recommendations for a course of activity or specific actions to be taken by the clients.
Implementation of the recommendations will be at the discretion of the client. Our firm provides
clients with a summary of their financial situation, and observations for financial planning
engagements. Financial consultations are not typically accompanied by a written summary of
observations and recommendations, as the process is less formal than the planning service. Assuming
all the information and documents requested from the client are provided promptly, plans or
consultations are typically completed within 6 months of the client signing a contract with our firm.
Retirement Plan Consulting:
Our firm provides retirement plan consulting services to employer plan sponsors on an ongoing basis.
Generally, such consulting services consist of assisting employer plan sponsors in establishing,
monitoring, and reviewing their company's participant-directed retirement plan. As the needs of the
plan sponsor dictate, areas of advising may include:
• Establishing an Investment Policy Statement – Our firm will assist in the development of a
statement that summarizes the investment goals and objectives along with the broad
strategies to be employed to meet the objectives.
• Investment Options – Our firm will work with the Plan Sponsor to evaluate existing
investment options and make recommendations for appropriate changes.
• Asset Allocation and Portfolio Construction – Our firm will develop strategic asset allocation
models to aid Participants in developing strategies to meet their investment objectives, time
horizon, financial situation and tolerance for risk.
• Investment Monitoring – Our firm will monitor the performance of the investments and notify
the client in the event of over/underperformance and in times of market volatility.
Participant Education – Our firm will provide opportunities to educate plan participants
about their retirement plan offerings, different investment options, and general guidance on
allocation strategies.
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In providing services for retirement plan consulting, our firm does not provide any advisory services
with respect to the following types of assets: employer securities, real estate (excluding real estate
funds and publicly traded REITS), participant loans, non-publicly traded securities or assets, other
illiquid investments, or brokerage window programs (collectively, “Excluded Assets”). All retirement
plan consulting services shall comply with the applicable state laws regulating retirement consulting
services. This applies to client accounts that are retirement or other employee benefit plans (“Plan”)
governed by the Employee Retirement Income Security Act of 1974, as amended (“ERISA”). If the
client accounts are part of a Plan, and our firm accepts appointment to provide services to such
accounts, our firm acknowledges its fiduciary standard within the meaning of Section 3(21) or 3(38)
of ERISA as designated by the Retirement Plan Consulting Agreement with respect to the provision
of services described therein.
Written Acknowledgement of Fiduciary Status
When we provide investment advice to you regarding your retirement plan account or individual
retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement
Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing
retirement accounts. The way we make money creates some conflicts with your interests, so we
operate under a special rule that requires us to act in your best interest and not put our interest ahead
of yours. Under this special rule’s provisions, we must:
• Meet a professional standard of care when making investment recommendations (give
prudent advice);
• Never put our financial interests ahead of yours when making recommendations (give
loyal advice);
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best
interest
• Charge no more than is reasonable for our services; and
• Give you basic information about conflicts of interest.
Tailoring of Advisory Services
Our firm offers individualized investment advice to our Portfolio Management clients. General
investment advice will be offered to our Financial Planning & Consulting and Retirement Plan
Consulting clients. Each Portfolio Management client may place reasonable restrictions on the types of
investments to be held in the portfolio. Restrictions on investments in certain securities or types of
securities may not be possible due to the level of difficulty this would entail in managing the account.
Participation in Wrap Fee Programs
Presidio CMdoes not offer or sponsor a wrap fee program.
Regulatory Assets Under Management
As of December 2023, our firm manages $ 287,716,811 on a discretionary basis and $ 397,054 on a non-
discretionary basis for a total of $ 288,113,865 in assets under management.
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Compensation for Our Advisory Services
Portfolio Management:
Tiered Fee Schedule*
Assets Under Management Annual Percentage of Assets Charge
$0 to $999,999.99 1.15%
$1,000,000 to $2,499,999.99 0.85%
$2,500,000 to $4,999,999.99 0.75%
$5,000,000 to $9,999,999.99 0.55%
Over $10,000,000 0.35%
*This fee schedule only applies to Clients with more than $500,000 in assets under management with
our firm. Clients with less than $500,000 in assets under management with our firm will be charged
an annualized fee of 1.50%.
Fees to be assessed will be outlined in the advisory agreement to be signed by the client. Annualized
fees are billed on a pro-rata basis quarterly in advance based on the value of the account on the last
day of the previous quarter. Fees are negotiable and will be deducted from client account(s).
Adjustments are made for individual transactions of deposits and withdrawals exceeding $25,000
during the quarter.
In rare cases, our firm will agree to directly invoice. As part of this process, clients understand the
following:
a) Clients must provide our firm with written authorization permitting direct payment of
advisory fees from their account(s) maintained by a custodian who is independent of our
firm;
b) The account custodian sends a statement to the client, at least quarterly, showing all account
disbursements, including advisory fees.
Clients utilizing separately managed account services will be charged a separate advisory fee by the
third-party money manager. The fee charged by the third-party money manager shall be in addition
to the advisory fee charged by our firm.
In addition to the advisory fees paid to Presidio CM, clients may also incur certain charges imposed
by other third parties such as fees attributable to alternative assets, fees charged in connection with
accessing the AWM platform to include fees for advisory and administrative services, and fees for
Independent Managers that typically range from 0.15% to 1.25% annually. Third-party money
managers establish and maintain their own separate billing processes over which we have no control.
Their billing processes are described in separate written disclosure documents to be provided to the
client.