Adviser Profile

As of Date 03/06/2026
Registration SEC, Approved, 04/28/2022
Other registrations (5)
ADV Location WAKEFIELD, RI, United States
Contact Info 401 xxxxxxx
AUM* 197,759,856 30%
of that, discretionary 0
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 305,657 21%
% High Net Worth 23.48% 13%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

198M 170M 141M 113M 85M 57M 28M
2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Brochure Summary