9AT: PRINCIPAL ASSET MANAGEMENT (ASIA)

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 07/22/2022
ADV Location	WANCHAI, Hong Kong
Contact Info	852 xxxxxxx
Websites

AUM^*	14,380,880,456 6%
of that, discretionary	13,558,514,231 6%
Number of Employees	39
of those in investment advisory functions	30
Private Fund GAV^*	0
Avg Account Size	410,882,299 30%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser MACKENZIE INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund475.1m	Total Private Fund GAV475.1m	AUM194.9b	#Funds2
Adviser EDGEPOINT INVESTMENT GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM33.8b	#Funds-
Adviser JUPITER ASSET MANAGEMENT LIMITED	Hedge Fund159.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV159.9m	AUM68.2b	#Funds7
Adviser PLATINUM ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.0b	#Funds-
Adviser MACKENZIE INVESTMENTS ASIA LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.5b	#Funds-
Adviser BLACKROCK (SINGAPORE) LIMITED	Hedge Fund907.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV907.3m	AUM70.3b	#Funds6
Adviser GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM71.8b	#Funds-
Adviser OPEN DOOR INVESTMENT MANAGEMENT LTD.	Hedge Fund183.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV183.4m	AUM183.4m	#Funds3
Adviser INVESCO ASSET MANAGEMENT (JAPAN) LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM76.1b	#Funds-
Adviser ARGYLE STREET MANAGEMENT LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-

Brochure Summary

Overview

Introduction Principal Asset Management Company (Asia) Limited (“PAM”) was licensed by the Hong Kong Securities and Futures Commission to perform advising on securities, and asset management regulated activities in November 2004. PAM utilizes a specialized investment team strategy which enables PAM to provide an expanded range of diverse investment capabilities through a network of specialized investment groups and affiliates. Its capabilities encompass an extensive range of equity, fixed income, alternative investments, and asset allocation services. PAM is an indirect wholly owned subsidiary of Principal Financial Group, Inc. (NASDAQ: PFG). PAM’s Services PAM,a Registered Investment Adviser, provides investment advisory services to institutional investors on a discretionary or non-discretionary basis, as well as offering a range of funds that include equity, fixed income, mixed assets, and money market vehicles to pension and retail investors. The funds are distributed, via distributors, through major financial institutions, including retail and private banks, and insurance companies. PAM also provides investment advisory services to institutional investors on a discretionary or non-discretionary basis. PAM has divided its investment management operations into several distinct investment teams including equity, fixed income,

and asset allocation. PAM may hire other investment advisers to provide discretionary investment advisory services in a sub-advisory capacity. These sub-advisors may be affiliated or non-affiliated. PAM generally provides continuous investment advice based on the defined investment strategies, objectives, and policies of its clients. This arrangement is documented through an investment management agreement or unilateral or bi-lateral trust deed, which incorporates investment management restrictions and guidelines developed in consultation with each client, as well as any additional services required by the client. These restrictions and guidelines customarily impose limitations on the types of securities that may be purchased and the percentage of account assets that may be invested in certain types of securities. Clients may also choose to restrict investment in specific securities or groups of securities for social, environmental, or other reasons. PAM may also provide certain non-discretionary services to clients, such as model portfolios. The policies adopted by PAM may include utilizing affiliated registered investment advisers where appropriate to fulfil their obligations. Assets Under Management PAM managed $11,809,533,889 in discretionary assets and $639,493,894 in non- discretionary assets as of December 31, 2023.

PRINCIPAL ASSET MANAGEMENT (ASIA)

PRINCIPAL ASSET MANAGEMENT (ASIA)

PRINCIPAL GLOBAL INVESTORS, LLC

PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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PRINCIPAL ASSET MANAGEMENT (ASIA) PRINCIPAL ASSET MANAGEMENT (ASIA) PRINCIPAL GLOBAL INVESTORS, LLC PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

PRINCIPAL ASSET MANAGEMENT (ASIA)

PRINCIPAL ASSET MANAGEMENT (ASIA)

PRINCIPAL GLOBAL INVESTORS, LLC

PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED