9AT: PLEXO CAPITAL MANAGEMENT, LLC

other names

PLEXO CAPITAL MANAGEMENT, LLC

Adviser Profile

As of Date	10/17/2025
ADV Location	SAN FRANCISCO, CA, United States
Adviser Type - Large advisory firm
Number of Employees	3
of those in investment advisory functions	2
Registration	SEC, Approved, 07/07/2023
Other registrations (3)	SEC, ERA - Withdrawn, 06/06/2023 California, ERA - Withdrawn - Failed to Renew, 12/31/2019 SEC, ERA - Active, 05/28/2019
Former registrations	PLEXO CAPITAL MANAGEMENT, LLC

AUM^*	161,696,728 -14%
of that, discretionary	161,696,728 -14%
Private Fund GAV^*	151,976,802 -2%
Avg Account Size	53,898,909 -14%
SMA’s	No
Private Funds	3
Contact Info	510 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeVenture Capital Fund	Count3	GAV$151,976,802

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser NEW RHEIN HEALTHCARE INVESTORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund246.4m	Other Fund-	Total Private Fund GAV492.8m	AUM263.8m	#Funds6
Adviser DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM292.0m	#Funds-
Adviser PLUS CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund321.2m	Other Fund-	Total Private Fund GAV642.4m	AUM221.2m	#Funds17
Adviser CONTRARY LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund338.6m	Other Fund-	Total Private Fund GAV677.3m	AUM287.8m	#Funds26
Adviser ALETHEA CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund70.9m	Other Fund-	Total Private Fund GAV141.7m	AUM196.1m	#Funds2
Adviser CAERUS INVESTMENT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund78.1m	Other Fund-	Total Private Fund GAV156.1m	AUM194.6m	#Funds22
Adviser WINTHROP SQUARE CAPITAL, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund155.0m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund69.8m	Other Fund-	Total Private Fund GAV294.6m	AUM165.1m	#Funds5
Adviser LEVEL ONE FUND	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund180.0m	Other Fund-	Total Private Fund GAV360.0m	AUM180.0m	#Funds2
Adviser NEXT WORLD CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund212.4m	Other Fund-	Total Private Fund GAV424.8m	AUM212.4m	#Funds2
Adviser GREE CAPITAL PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM155.7m	#Funds-

Brochure Summary

Overview

A. Description of the Advisory Firm Plexo Capital Management, LLC (“Plexo Capital” or the “Firm”), a Delaware limited liability company, provides investment management and advisory services to private, pooled investment vehicles. Plexo Capital was formed in 2018. Laurence Toney is the principal owner and Managing Member of Plexo Capital. B. Types of Advisory Services Affiliates of Plexo Capital serve as the general partners (“General Partner”) to private investment funds (individually a “Fund” and collectively, the “Funds”). Plexo Capital may decide in the future to sponsor or manage additional private investment funds and/or special purpose vehicles (collectively with the Funds, the “Clients”). Pursuant to each Fund’s offering documents, limited partnership agreement and subscription documents (“Constituent Documents”), Plexo Capital is a limited partner in other

venture capital funds (“LP Investments”) and makes direct investments in early stage private companies (“Direct Investments”). The Funds offer limited partnership interests (“Interests”) to certain qualified investors as described in response to Item 7, below (such investors are referred to herein as “Investors”). C. Client Tailored Services and Client Imposed Restrictions Advisory services are tailored to achieve the Clients’ investment objectives. Plexo Capital has the authority to select which and how many securities and other instruments to buy or sell without consultation with the Clients or their Investors. D. Wrap Fee Programs Plexo Capital does not participate in wrap fee programs. E. Amounts Under Management As of December 31, 2023, Plexo Capital has approximately $174,950,305 of assets under management on a discretionary basis and $0 on a non-discretionary basis.

PLEXO CAPITAL MANAGEMENT, LLC

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