9AT: INVESCO INVESTMENT ADVISERS LLC

Adviser Profile

As of Date	03/24/2026
Registration	SEC, Approved, 04/06/1958
ADV Location	DOWNERS GROVE, IL, United States
Contact Info	713 xxxxxxx
Websites

AUM^*	4,371,095,439 -14%
of that, discretionary	4,371,095,439 -14%
Number of Employees	27 170%
of those in investment advisory functions	27 170%
Private Fund GAV^*	0
Avg Account Size	3,916,752 0%
SMA’s	No
Private Funds	0

Adviser Type

- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser RHO TREASURY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.9b	#Funds-
Adviser OPAL CAPITAL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM348.3m	#Funds-
Adviser VOLT EQUITY LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM10.3m	#Funds-
Adviser CORE ALTERNATIVE CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM354.0m	#Funds-
Adviser RETIREMENT WELLNESS GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM526.6m	#Funds-
Adviser CHANGEBRIDGE CAPITAL, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM11.3m	#Funds-
Adviser EMSTONE ADVISERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM29.3m	#Funds-
Adviser FOCUS 401 (K) GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM169.9m	#Funds-
Adviser OAKSTREET WEALTH MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM482.0m	#Funds-
Adviser NEOS INVESTMENTS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM21.7b	#Funds-

Brochure Summary

Overview

________________________________________________________________ Firm Description Invesco Investment Advisers LLC (“IIA” or “Supervisor”) was founded in 1958 and provides portfolio supervisory services to Invesco Capital Markets, Inc. (“ICMI” or “Sponsor”) Sponsor of the unit investment trusts (“UITs”). ICMI is also a Financial Industry Regulatory Authority (“FINRA”) registered broker/dealer. As of December 31, 2022, IIA supervises approximately $5.6 billion in assets for approximately 1,382 Unit Trust Portfolios (“Trust”) on a discretionary basis. ________________________________________________________________ Principal Owners Invesco Advisers, Inc. (“IAI”) is sole owner of IIA and Invesco, Ltd. is the ultimate parent company. ________________________________________________________________ Types of Advisory Services IIA provides three services to the sponsor:  Research to ICMI for the securities which ICMI intends to place or has placed in its UITs  Portfolio

supervisory services which consist of recommendations necessary for the Sponsor to make investment decisions on behalf of the unitholders of the trust. Specifically, the advice given to the Sponsor assists in determining which securities to retain or sell when redeeming units tendered by any unitholders or when making payment of expenses for which funds may not be available. The purpose of the portfolio supervisory services is to maintain the sound investment characteristics of the trusts  Evaluator services including unit price determination for fixed income unit trusts based on an evaluation of the underlying securities. Within this role IIA will utilize a third-party pricing vendor to provide bond and unit pricing services and will perform daily oversight of vendor activities to ensure evaluation services are performed accurately and in accordance with governing documents. Please note, evaluator services for fixed income unit trusts moved to the Sponsor, ICMI, effective September 22, 2022

INVESCO INVESTMENT ADVISERS LLC

INVESCO INVESTMENT ADVISERS LLC

VAN KAMPEN ASSET MANAGEMENT INC

VAN KAMPEN ASSET MANAGEMENT

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INVESCO INVESTMENT ADVISERS LLC INVESCO INVESTMENT ADVISERS LLC VAN KAMPEN ASSET MANAGEMENT INC VAN KAMPEN ASSET MANAGEMENT

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

INVESCO INVESTMENT ADVISERS LLC

INVESCO INVESTMENT ADVISERS LLC

VAN KAMPEN ASSET MANAGEMENT INC

VAN KAMPEN ASSET MANAGEMENT