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Adviser Profile

As of Date 03/25/2024
Adviser Type - Large advisory firm
Number of Employees 29 -3.33%
of those in investment advisory functions 12 -7.69%
Registration SEC, Approved, 03/26/1985
AUM* 6,831,522,808 -1.45%
of that, discretionary 6,831,522,808 -1.45%
Private Fund GAV* 3,288,345,268
Avg Account Size 23,157,704 8.23%
% High Net Worth 62.71% -1.37%
SMA’s Yes
Private Funds 7
Contact Info 203 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

10B 8B 7B 6B 4B 3B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count7 GAV$3,288,345,268

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Brochure Summary