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Adviser Profile

As of Date 03/28/2024
Adviser Type - Large advisory firm
Number of Employees 57 16.33%
of those in investment advisory functions 31 19.23%
Registration SEC, Approved, 1/31/2008
AUM* 8,706,801,220 28.44%
of that, discretionary 8,328,555,856 27.75%
Private Fund GAV* 2,249,356,857 31.66%
Avg Account Size 483,711,179 -21.51%
SMA’s Yes
Private Funds 8 3
Contact Info 212 xxxxxxx
Websites

Client Types

- Business development companies
- Pooled investment vehicles
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
7B 6B 5B 4B 3B 2B 931M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count8 GAV$2,249,356,857

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Brochure Summary

Overview

SLR Capital Partners, LLC (“SLR”, “we”, “our” and “us”) is a Delaware limited liability company that was formed in 2007. SLR is an SEC registered investment adviser that is controlled and led by Michael S. Gross and Bruce J. Spohler. SLR provides investment management services to its advisory clients, which may include pooled investment vehicles, including public investment funds, joint ventures, separately managed accounts (“SMA(s)”), and other institutional clients (collectively, the “Clients”). Our current advisory services are tailored to the needs of our Clients, based on the investment policies and restrictions contained in our applicable registration statements, private placement memorandum, limited partnership and operating agreements, limited liability company agreements, investment management agreements, and other governing documents (the “Governing Documents”). As discussed more fully in Item 12, Clients may impose restrictions on investing in certain securities or types of securities. We typically advise our Clients on direct and indirect U.S. middle-market private and public company investments across our industry verticals, including asset-based lending, equipment finance, lender finance, life science lending and cash flow lending in the form of first lien senior secured loans and to a lesser extent, second lien loans and unsecured debt. We also may advise on equity investments. The companies in which we advise our Clients to invest are typically leveraged, often as a result of leveraged buy-outs or other recapitalization transactions. We may also
provide investment advice regarding high-yield debt, stressed and distressed debt, international debt, short opportunities, long- and short-term purchases of general equity securities (including exchange listed, over-the-counter and foreign-issued securities), U.S. government securities, warrants and options contracts on securities. We do not participate in any wrap fee program. As of December 31, 2023, our regulatory assets under management (“AUM”) were approximately $8.7 billion of which $8.3 billion is discretionary and $0.4 billion is non- discretionary. Firm Overview We are controlled and led by Michael S. Gross and Bruce J. Spohler, our co-founders. They are supported by a team of dedicated investment professionals. Our investment team has extensive experience in leveraged lending, including venture lending, as well as private equity investing, and they have significant contacts with financial sponsors. Our senior investment professionals have been active participants in the primary and secondary leveraged credit markets throughout their careers. They have effectively managed portfolios of senior loans, subordinated securities, distressed debt, and equity investments as well as other investment types and the depth of their prior experience and credit market expertise has led them through various stages of economic cycles as well as several market disruptions. Since our formation through December 31, 2023, SLR has invested over $18.8 billion in more than 1,500 different portfolio companies, involving in aggregate over 250 different financial sponsors.