9AT: DOVER PARTNERS INC

Adviser Profile

As of Date	03/10/2026
Registration	SEC, Approved, 11/24/1989
ADV Location	DAYTON, OH, United States
Contact Info	937 xxxxxxx
Websites

AUM^*	508,618,244 18%
of that, discretionary	33,134,429 14%
Number of Employees	4 33%
of those in investment advisory functions	4 33%
Private Fund GAV^*	0
Avg Account Size	15,412,674 33%
SMA’s	Yes
Private Funds	0

Adviser Type

- Pension consultant

Client Types

- Individuals (other than high net worth individuals)
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CASTLE ROCK INVESTMENT COMPANY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM73.4m	#Funds-
Adviser HAYS FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM7.5b	#Funds-
Adviser TAYLOR ADVISORS, INC., A HUB INTERNATIONAL COMPANY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM16.0b	#Funds-
Adviser BAY STREET CAPITAL HOLDINGS	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM75.9m	#Funds-
Adviser PINNACLE PENSION CONSULTANTS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.2b	#Funds-
Adviser NEWPORT GROUP SECURITIES, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM23.0b	#Funds-
Adviser CAPITAL RESEARCH & CONSULTING LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.0b	#Funds-
Adviser J W KORTH & COMPANY	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund22.4m	Total Private Fund GAV22.4m	AUM228.7m	#Funds1
Adviser IRONSHORE FINANCIAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser IRA GROUP, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM15.4b	#Funds-

Brochure Summary

Overview

A. THE COMPANY Dover Partners, Inc. (alternatively referred to within this brochure as, “Dover Partners” “Dover,” “the firm,” “our” or “we”) is a privately-owned company in Dayton, Ohio and was founded in 1989. It has no affiliations with any other company other than its sub-division - Dover Consulting Group. Its sole owners are employees. Specifically, Richard A. Campbell and Jackson A. Newell (who are the original founders of the firm), and in 2020, Joshua A. Smittkamp was rewarded with an ownership position as a shareholder in the firm. As of December 31, 2023, we have $429,848,462 in regulatory assets under management; $29,085,532 in discretionary assets under management and $400,762,930 in non-discretionary assets under management. B. INVESTMENT SERVICES Dover Partners provides investment management services to individuals, retirement plans, foundations, and endowments. Upon request, we will work with clients to accommodate specific restrictions on any of our investment strategies. In general, Dover decides on what specific investments will be purchased and when they will be made in a client’s account. These decisions are based upon a careful review

of each client’s objectives, needs, suitability, restrictions and general characteristics. This process is referred to as discretionary management. We offer the following discretionary investment strategies: 1. Equity (i.e., stock) Portfolios – The portfolio styles of value and growth will be comprised of value-type or growth-type companies. 2. Balanced Portfolios – These portfolios will consist of a balance between stock investments for future growth and fixed income investments (i.e., bonds) which offer current income. A typical portfolio consists of 60% stock investments and 40% taxable, fixed income securities unless client objectives dictate otherwise. Alternatively, we will use tax-free bonds when appropriate for individual clients. While investing any of our clients’ portfolios, we rely on client profile documentation provided either by the Client or their financial professionals. Dover may include the following investments in client portfolios: 1. Common stocks 2. Preferred stocks 3. Mutual funds 4. Exchange Traded Funds (ETF) 5. Investment-grade corporate bonds 6. U.S. Government and agency securities 7. Investment-grade municipal bonds

DOVER PARTNERS INC

DOVER PARTNERS INC

DOVER CONSULTING GROUP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

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DOVER PARTNERS INC DOVER PARTNERS INC DOVER CONSULTING GROUP

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

DOVER PARTNERS INC

DOVER PARTNERS INC

DOVER CONSULTING GROUP